Fundraisers / Norfolk Markets

FundraiserRegistered broker-dealer

Norfolk Markets

FINRA 103797 · placing rounds since Oct 2017

0company rounds placed
0in the last two years, last Feb 2021
-sold in the rounds they placed
-typical commission; the median firm takes 4.9%

Named on 3 Form D filings as paid to sell the offering: 0 for operating companies, 3 for funds.

How big the rounds are

  1. Under $1M0
  2. $1M to $5M1
  3. $5M to $20M0
  4. $20M to $100M0
  5. $100M+0

Where the companies are

CA1
FiledIssuerIndustrySold
Feb 2021Oak Harbor Capital Special Opportunities Fund, LPPooled Investment Fund-
Feb 2021Oak Harbor Capital Special Opportunities Offshore Fund, Ltd.Pooled Investment Fund-
Oct 2017III Convex Strategies Fund L.P.Pooled Investment Fund$7.2M
Jul 2015III Convexity Value Fund Ltd.Pooled Investment Fund$100M
Mar 2012Renovate America, Inc.Other$1.8M

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

Founders who worked with them

No one has said so yet.

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