Fundraisers / NI Advisors
FundraiserRegistered broker-dealer
NI Advisors
FINRA 134502 · placing rounds since Sept 2016
7company rounds placed
0in the last two years, last Nov 2022
$62Msold in the rounds they placed
266.1%typical commission; the median firm takes 4.9%
Named on 14 Form D filings as paid to sell the offering: 7 for operating companies, 3 for funds, 4 for real estate. 3 registered agents named.
How big the rounds are
- Under $1M1
- $1M to $5M4
- $5M to $20M0
- $20M to $100M1
- $100M+0
Where the companies are
TX5PA3FL1
Rounds they placed
FiledIssuerIndustrySold
Dec 2025InvestX Series (LMD-U4), a Series of InvestX Master LLCAgents: Chunyan YangPooled Investment Fund$2.7M
Sept 2025InvestX Series (APP-U1), a Series of InvestX Master LLCAgents: Chunyan YangPooled Investment Fund$3.2M
Dec 2024Shopoff Fountain Valley Credit Fund, LPAgents: Ni AdvisorsOther Real Estate-
Dec 2024Shopoff Buena Park Entitlement Fund, LPAgents: Ni AdvisorsOther Real Estate-
Oct 2023InvestX Growth Equity IV-US (QP) LPAgents: Ted FransePooled Investment Fund$3.3M
Feb 2023LTL Royal Palms-Baton Rouge, DSTCommercial-
Nov 2022e2c ESA Bond 2, LLCElectric Utilities$2.7M
Jul 2022Peak 7 Leasehold Income I, LLCCommercial-
Jun 2022Mewbourne Energy Partners 22-A, L.P.Oil and Gas$49M
Jul 2021Mewbourne Energy Partners 21-A, L.P.Oil and Gas$3.1M
Aug 2020Mewbourne Energy Partners 20-A, L.P.Oil and Gas$2.7M
Jun 2019Mewbourne Energy Partners 19-A, L.P.Oil and Gas$3.1M
Jun 2018Mewbourne Energy Partners 18-A, L.P.Oil and Gas$960k
Sept 2016Atlas Eagle Ford 2016 L.P.Oil and Gas-
Jun 2015Atlas Eagle Ford 2015 L.P.Oil and Gas-
May 2014Atlas Resources Series 34-2014 L.P.Oil and Gas-
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
The Strategic Financial Alliance, Inc.8 rounds togetherBerthel, Fisher & Company Financial Services, Inc.7 rounds togetherThe O.N. Equity Sales Company7 rounds togetherCalton & Associates, Inc.7 rounds togetherARETE Wealth Management LLC6 rounds togetherCambridge Investment Research, Inc.6 rounds together
Founders who worked with them
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