Fundraisers / Newport Coast Securities, Inc.
FundraiserRegistered broker-dealer
Newport Coast Securities, Inc.
FINRA 16944 · placing rounds since Jan 2016
2company rounds placed
0in the last two years, last Sept 2016
$5.6Msold in the rounds they placed
2.0%typical commission; the median firm takes 4.9%
Named on 9 Form D filings as paid to sell the offering: 2 for operating companies, 7 for real estate. 2 registered agents named.
How big the rounds are
- Under $1M7
- $1M to $5M3
- $5M to $20M7
- $20M to $100M0
- $100M+0
Where the companies are
CA4PA4MI2NV2IL1FL1MO1CO1
Rounds they placed
FiledIssuerIndustrySold
Aug 2017RK Edwards Mill DSTCommercial-
Jan 2017RK Parkway Vista Apartments, LLCCommercial-
Sept 2016Atlas Eagle Ford 2016 L.P.Oil and Gas-
Jul 2016Milwaukee MSA Multifamily Portfolio DSTAgents: David B. LevinsonOther Real Estate$94k
Jun 2016Texas Healthcare Portfolio DSTAgents: Edwin T. SuzukiOther Real Estate$4.5M
May 2016RK Lunaire Apartments, LLCCommercial-
May 2016DelMar Pharmaceuticals, Inc.Pharmaceuticals$5.6M
Mar 2016RK Opportunity Fund IV, LLCCommercial-
Jan 2016RK Sonata Apartments, LLCCommercial-
Dec 2015Aeolus Pharmaceuticals, Inc.Agents: Newport Coast Securities, Inc.Pharmaceuticals$6.7M
Nov 2015King-Devick Test, Inc.Agents: Joseph J. RansdellOther Health Care-
Oct 2015Healthcare Portfolio DSTAgents: David B. LevinsonOther Real Estate$18M
Aug 2015RK Black Mountain, LLCCommercial-
Aug 2015LabStyle Innovations Corp.Agents: Maxim Group LLCBiotechnology$790k
Aug 2015Family Discount Portfolio II DSTAgents: David B. Levinson, Edwin T. SuzukiOther Real Estate$8.0M
Jul 2015Verde River RV Resort - Sedona, LLCCommercial-
Jun 2015Atlas Eagle Ford 2015 L.P.Oil and Gas-
Jun 2015San Antonio Multifamily II DSTAgents: David B. LevinsonOther Real Estate$3.7M
Jun 2015LabStyle Innovations Corp.Biotechnology$462k
May 2015Redwood Scientific Technologies, Inc.Other Health Care$500k
May 2015Sevion Therapeutics, Inc.Biotechnology$3.0M
Apr 2015Pershing Gold Corp.Other$11M
Mar 2015North Landing Beach RV Resort & Cottages - Virginia Beach, LLCCommercial$2.7M
Mar 2015Stationdigital CorpTelecommunications$500k
Mar 2015LabStyle Innovations Corp.Biotechnology$1.6M
Feb 2015RK Azure Creek, LLCCommercial-
Jan 2015Geospatial CorpOther Technology$500k
Dec 2014Mri Interventions, Inc.Other Health Care$10M
Dec 2014Latitude 360, Inc.Agents: N/AOther$1.5M
Nov 2014Family Discount Portfolio III DSTAgents: Edwin T. SuzukiOther Real Estate$78k
Nov 2014Family Discount Portfolio II DSTAgents: David B. Levinson, Edwin T. SuzukiOther Real Estate$182k
Oct 2014Zionsville Ground Express DSTAgents: Edwin T. SuzukiOther Real Estate$1.0M
Oct 2014Louisville Multifamily DSTAgents: David B. Levinson, Edwin T. SuzukiOther Real Estate$7.2M
Sept 2014RK Ravello Townhomes, LLCCommercial-
Jun 2014RK Northern Greens Apartments, LLCCommercial-
May 2014Atlas Resources Series 34-2014 L.P.Oil and Gas-
Apr 2014Custom Pharmacy Sale Leaseback, L.L.C.Agents: David B. LevinsonOther Real Estate$51M
Apr 2014Zero Coupon Pharmacy V DSTAgents: David B. LevinsonOther Real Estate$2.6M
Mar 2014SANUWAVE Health, Inc.Biotechnology$9.3M
Mar 2014Victory Electronic Cigarettes CorpAgents: Newport Coast Securities, Inc.Other$16M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
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