Fundraisers / Newport Coast Securities, Inc.

FundraiserRegistered broker-dealer

Newport Coast Securities, Inc.

FINRA 16944 · placing rounds since Jan 2016

2company rounds placed
0in the last two years, last Sept 2016
$5.6Msold in the rounds they placed
2.0%typical commission; the median firm takes 4.9%

Named on 9 Form D filings as paid to sell the offering: 2 for operating companies, 7 for real estate. 2 registered agents named.

How big the rounds are

  1. Under $1M7
  2. $1M to $5M3
  3. $5M to $20M7
  4. $20M to $100M0
  5. $100M+0

Where the companies are

CA4PA4MI2NV2IL1FL1MO1CO1

Rounds they placed

Company roundsEverything, funds and real estate too

FiledIssuerIndustrySold
Sept 2016Atlas Eagle Ford 2016 L.P.Oil and Gas-
May 2016DelMar Pharmaceuticals, Inc.Pharmaceuticals$5.6M
Dec 2015Aeolus Pharmaceuticals, Inc.Agents: Newport Coast Securities, Inc.Pharmaceuticals$6.7M
Nov 2015King-Devick Test, Inc.Agents: Joseph J. RansdellOther Health Care-
Aug 2015LabStyle Innovations Corp.Agents: Maxim Group LLCBiotechnology$790k
Jun 2015Atlas Eagle Ford 2015 L.P.Oil and Gas-
Jun 2015LabStyle Innovations Corp.Biotechnology$462k
May 2015Sevion Therapeutics, Inc.Biotechnology$3.0M
May 2015Redwood Scientific Technologies, Inc.Other Health Care$500k
Apr 2015Pershing Gold Corp.Other$11M
Mar 2015Stationdigital CorpTelecommunications$500k
Mar 2015LabStyle Innovations Corp.Biotechnology$1.6M
Jan 2015Geospatial CorpOther Technology$500k
Dec 2014Mri Interventions, Inc.Other Health Care$10M
Dec 2014Latitude 360, Inc.Agents: N/AOther$1.5M
May 2014Atlas Resources Series 34-2014 L.P.Oil and Gas-
Mar 2014SANUWAVE Health, Inc.Biotechnology$9.3M
Mar 2014Victory Electronic Cigarettes CorpAgents: Newport Coast Securities, Inc.Other$16M
Jan 2014Adwar Drilling Fund II, L.P.Oil and Gas$440k
Jan 2014Victory Electronic Cigarettes CorpAgents: Newport Coast Securities, Inc.Other$8.2M
Feb 2012Adwar Drilling Fund I, L.P.Oil and Gas$534k

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

Bryan Funding, Inc.3 rounds togetherCadaret, Grant & Co., Inc.3 rounds togetherBenjamin and Jerold Brokerage I, LLC3 rounds togetherBerthel, Fisher & Company Financial Services, Inc.3 rounds togetherAnthem Securities, Inc.3 rounds togetherCalton & Associates, Inc.3 rounds together

Founders who worked with them

No one has said so yet.

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