Fundraisers / M Holdings Securities Inc.
FundraiserRegistered broker-dealer
M Holdings Securities Inc.
FINRA 43285 · placing rounds since Jan 2016
131company rounds placed
21in the last two years, last Mar 2026
$251.6Bsold in the rounds they placed
3.7%typical commission; the median firm takes 4.9%
Named on 173 Form D filings as paid to sell the offering: 131 for operating companies, 40 for funds, 2 for real estate. 60 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
523Q2423Q3523Q4424Q2524Q4125Q2325Q31025Q4626Q1
What they place
- Insurance95%
- Oil and Gas5%
How big the rounds are
- Under $1M69
- $1M to $5M53
- $5M to $20M41
- $20M to $100M30
- $100M+58
Where the companies are
OH112IN55CA45NY11NC9TX8MO6PA5
Rounds they placed
FiledIssuerIndustrySold
Mar 2026New York Life Insurance & Annuity CorpAgents: Kestra Investment Services LLC, M Holdings Securities Inc., NFP Securities, Inc.Insurance$505M
Mar 2026New York Life Insurance & Annuity CorpAgents: FAS Corp., Kestra Investment Services LLC, M Holdings Securities Inc.Insurance$1.8B
Mar 2026New York Life Insurance & Annuity CorpAgents: FAS Corp., Kestra Investment Services LLC, M Holdings Securities Inc.Insurance$546M
Mar 2026New York Life Insurance & Annuity CorpAgents: Kestra Investment Services LLC., M Holdings Securities, IncInsurance$3.0B
Mar 2026New York Life Insurance & Annuity CorpAgents: FAS Corp., Kestra Investment Services LLC, M Holdings Securities Inc.Insurance$2.0B
Mar 2026New York Life Insurance & Annuity CorpAgents: M Holdings Securities Inc., NFP Securities, Inc.Insurance$136M
Dec 2025Pacific Life Insurance CoAgents: Eric Naison-PhillipsInsurance$3.7M
Dec 2025Pacific Life Insurance CoAgents: Matt PhillipsInsurance$7.3M
Dec 2025Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance CoAgents: David Brown, Eric Naison-Phillips, Jeffrey DavisInsurance$102M
Dec 2025Lincoln Life Separate Account BLM, The Lincoln National Life Insurance CoAgents: David Brown, Joseph L. Carpenter, Joseph Todd CarpenterInsurance$4.5M
Dec 2025Lincoln Life Separate Account BL3, The Lincoln National Life Insurance CoAgents: David Brown, Eric Naison-Phillips, John L. CarpenterInsurance$101M
Dec 2025Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. CoAgents: David Brown, Joseph L. Carpenter, Joseph Todd CarpenterInsurance$37M
Dec 2025Lincoln Life Flexible Premium Variable Life Account ZAgents: Brian Donofry, Eric Naison-Phillips, Howard AdcockInsurance$2.7B
Dec 2025ZALICONY HNW PPVA Series Account - 1Agents: M Holdings SecuritiesInsurance$268M
Dec 2025HNW PPVA Series Account - 1Agents: Kestra Investment Services LLC, M Holdings SecuritiesInsurance$2.1B
Dec 2025HNW PPVUL Series Account - 1Agents: Kestra Investments LLC, M Holdings Securities, IncInsurance$679M
Sept 2025Pacific Life Insurance CoAgents: Eric Naison-PhillipsInsurance$5.6M
Sept 2025Pacific Life Insurance CoAgents: MICHAEL A. MINGOLELLIInsurance$2.6M
Jul 2025Pacific Life Insurance CoAgents: Thomas C. RappInsurance$200k
Jun 2025Mewbourne Energy Partners 25-A, L.P.Oil and Gas$1.0M
Jun 2025StepStone Real Estate Insurance Fund Series Interests of the SALI Multi-Series Fund, L.P.Agents: FAS Corp.Pooled Investment Fund$263M
May 2025Monroe Capital Insurance Fund Series Interests of the SALI Multi-Series Fund, L.P.Agents: FAS Corp.Pooled Investment Fund$110M
May 2025Neuberger Berman Insurance Fund Series Interests of the SALI Multi-Series Fund, L.P.Agents: FAS Corp.Pooled Investment Fund$96M
May 2025KKR CPS Insurance Dedicated Fund II Series Interests of the SALI Multi-Series Fund, L.P.Agents: FAS Corp.Pooled Investment Fund$314M
Apr 2025CVC Insurance Investor Fund II Series of the SALI Multi-Series Fund, L.P.Agents: FAS Corp.Pooled Investment Fund$100M
Apr 2025Sound Point Structured Credit Insurance Fund Series of the SALI Multi-Series Fund, L.P.Agents: FAS Corp.Pooled Investment Fund$20M
Apr 2025AEA Investors Insurance Fund Series of the SALI Multi-Series Fund, L.P.Agents: FAS Corp.Pooled Investment Fund$100M
Mar 2025Seven Bridges Multi-Strategy Fund Series Interests of the SALI Multi-Series Fund, L.P.Agents: M HOLDINGS SECURITIES, INC.Pooled Investment Fund$161M
Mar 2025Neuberger Berman Insurance Fund XI Series Interests of the SALI Multi-Series Fund, L.P.Agents: FAS Corp.Pooled Investment Fund$85M
Mar 2025Blue Owl GP Stakes Insurance Dedicated Fund Series Interests of the SALI Multi-Series Fund, L.P.Agents: FAS Corp.Pooled Investment Fund$103M
Mar 2025SALI Select CP Lion Real Estate Series Interests of the SALI Select Series L.P.Agents: M HOLDINGS SECURITIES, INC.Pooled Investment Fund$33M
Mar 2025Carlyle Private Equity Series - Series Interests of the SALI Multi-Series Fund, L.P.Agents: FAS Corp.Pooled Investment Fund$128M
Mar 2025Neuberger Berman Insurance Fund XIII Series Interests of the SALI Multi-Series Fund, L.P.Agents: FAS Corp.Pooled Investment Fund$81M
Mar 2025PEG Insurance Dedicated Fund 2024 Series Interests of the SALI Multi-Series Fund, L.P.Agents: FAS Corp.Pooled Investment Fund$132M
Mar 2025Provenio Capital Insurance Fund Series Interests of the SALI Multi-Series Fund, L.P.Agents: M HOLDINGS SECURITIES, INC.Pooled Investment Fund$43M
Mar 2025Bernstein Diversified Targeted Services Insurance Fund Series Interests of the SALI Multi-Series Fund, L.P.Agents: M HOLDINGS SECURITIES, INC.Pooled Investment Fund$123M
Mar 2025Yukon Partners IDF Series Interests of the SALI Multi-Series Fund, L.P.Agents: FAS Corp.Pooled Investment Fund$80M
Mar 2025BGO Strategic Capital Partners Tactical Real Estate Series Interests of the SALI Multi-Series Fund, L.P.Agents: FAS Corp.Pooled Investment Fund$48M
Mar 2025Sequence Multi Asset IDF Series Interests of the SALI Multi-Series Fund, LPAgents: M HOLDINGS SECURITIES, INC.Pooled Investment Fund$61M
Mar 2025Partners Group Private Markets Insurance Fund II, a series of SALI Multi-Series Fund IX, L.P.Agents: FAS Corp.Pooled Investment Fund$169M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
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