Fundraisers / Legend Securities, Inc.
FundraiserRegistered broker-dealer
Legend Securities, Inc.
FINRA 44952 · placing rounds since Mar 2016
1company rounds placed
0in the last two years, last Mar 2016
-sold in the rounds they placed
-typical commission; the median firm takes 4.9%
Named on 1 Form D filing as paid to sell the offering: 1 for operating companies.
How big the rounds are
- Under $1M2
- $1M to $5M0
- $5M to $20M0
- $20M to $100M0
- $100M+0
Where the companies are
CA1CO1NY1
Rounds they placed
FiledIssuerIndustrySold
Mar 2016Green Tree International, Inc.Other Technology-
Dec 2015Hancock Jaffe Laboratories, Inc.Biotechnology$680k
Apr 2015Legend Advance Funding II, LLCAgents: Bradford SzczecinskiOther Banking and Financial Services$250k
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
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