Fundraisers / KJM Securities, Inc.
FundraiserRegistered broker-dealer
KJM Securities, Inc.
FINRA 20277 · placing rounds since Jan 2016
5company rounds placed
1in the last two years, last Feb 2025
$21Msold in the rounds they placed
5.0%typical commission; the median firm takes 4.9%
Named on 16 Form D filings as paid to sell the offering: 5 for operating companies, 11 for funds. 2 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
125Q1
What they place
- Other Technology100%
How big the rounds are
- Under $1M0
- $1M to $5M5
- $5M to $20M1
- $20M to $100M0
- $100M+0
Where the companies are
AZ2NY1
Rounds they placed
FiledIssuerIndustrySold
Feb 2025DroneShield LtdAgents: KJM Securities, Inc., Neal BergerOther Technology$3.1M
Jan 2020Landscape Offshore Hl Fund Ltd.Agents: Neal Tracey BergerPooled Investment Fund$1.9M
Feb 2019Bergen Global Opportunity Fund, LPAgents: Neal BergerPooled Investment Fund$5.3M
Sept 2018Corre Horizon Fund, LPPooled Investment Fund-
Sept 2018Corre Horizon Offshore Fund, LPPooled Investment Fund-
Aug 2018Bergen Special Opportunity Fund, LPAgents: Neal BergerPooled Investment Fund-
Apr 2017UUV Aquabotix LtdAgents: KJM Securities, Inc., Neal BergerOther Technology$1.1M
Mar 2017Bergen Special Opportunity Fund, LPAgents: Neal BergerPooled Investment Fund$9.8M
Aug 2016Ruyi Capital Offshore Fund, Ltd.Pooled Investment Fund$5.4M
May 2016DroneShield LtdAgents: KJM Securities, Inc., Neal BergerOther Technology$3.1M
Apr 2016Kerrisdale Alpha Fund, L.P.Pooled Investment Fund$18M
Apr 2016Kerrisdale Alpha Offshore Fund, Ltd.Pooled Investment Fund$2.0M
Jan 2016Kerrisdale Partners Low Net Offshore Fund, Ltd.Pooled Investment Fund$3.0M
Jan 2016Kerrisdale Partners Low Net Fund, L.P.Pooled Investment Fund$11M
Jan 2016Hypur Inc.Other Technology$1.0M
May 2015Hypur Inc.Other Technology$2.2M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
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