Fundraisers / Kevin Cody
FundraiserRegistered broker-dealer
Kevin Cody
FINRA 2440847 · placing rounds since Mar 2019
1company rounds placed
0in the last two years, last Mar 2019
$100ksold in the rounds they placed
7.0%typical commission; the median firm takes 4.9%
Named on 1 Form D filing as paid to sell the offering: 1 for operating companies. 1 registered agent named.
How big the rounds are
- Under $1M1
- $1M to $5M0
- $5M to $20M0
- $20M to $100M0
- $100M+0
Where the companies are
WA1
Rounds they placed
FiledIssuerIndustrySold
Mar 2019LumiThera, Inc.Agents: DALMORE GROUP LLCOther Technology$100k
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
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