Fundraisers / Keefe, Bruyette & Woods, Inc.
FundraiserRegistered broker-dealer
Keefe, Bruyette & Woods, Inc.
FINRA 481 · placing rounds since Oct 2016
10company rounds placed
2in the last two years, last Mar 2026
$620Msold in the rounds they placed
2.5%typical commission; the median firm takes 4.9%
Named on 75 Form D filings as paid to sell the offering: 10 for operating companies, 2 for funds, 63 for real estate. 2 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
125Q2126Q1
What they place
- Other Banking and Financial Services73%
- Insurance9%
- Investment Banking9%
- Other9%
How big the rounds are
- Under $1M0
- $1M to $5M2
- $5M to $20M2
- $20M to $100M4
- $100M+3
Where the companies are
NY2CT1FL1LA1MA1CO1MS1NC1
Rounds they placed
FiledIssuerIndustrySold
Mar 2026DMMS Purchaser, Inc.Other$171M
Jun 2025Alcar Inc.Other Banking and Financial Services$11M
Nov 2020Apollo Bancshares, Inc.Other Banking and Financial Services$12M
Sept 2020CRB Group, Inc.Agents: N/AOther Banking and Financial Services$106M
Dec 2019Bar Harbor BanksharesOther Banking and Financial Services$40M
May 2019Cowen Inc.Agents: Keefe, Bruyette & Woods, Inc.Investment Banking$53M
May 2019Grasshopper Bancorp, Inc.Other Banking and Financial Services$114M
Aug 2018RoundPoint Mortgage Servicing CorpOther Banking and Financial Services$4.3M
Dec 2017Silver Queen Financial Services, Inc.Other Banking and Financial Services$45M
Oct 2016First Bancshares Inc /Ms/Other Banking and Financial Services$63M
Sept 2014Energi IncAgents: Parri Ian SpectorInsurance$2.2M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
Founders who worked with them
No one has said so yet.
Worked with them? Say so
A badge for their site
It shows their latest standing in the quarterly rankings and links back here.
Is this Keefe, Bruyette & Woods, Inc.?
Claim the page to describe your work in your own words. Free.