Fundraisers / Janney Montgomery Scott LLC

FundraiserRegistered broker-dealer

Janney Montgomery Scott LLC

FINRA 463 · placing rounds since Feb 2016

7company rounds placed
2in the last two years, last Oct 2025
$192Msold in the rounds they placed
4.8%typical commission; the median firm takes 4.9%

Named on 37 Form D filings as paid to sell the offering: 7 for operating companies, 5 for funds, 25 for real estate. 6 registered agents named.

Quarter by quarter

Company rounds they placed in each quarter, from the filings.

125Q3125Q4

What they place

11rounds
  • Other Banking and Financial Services36%
  • Other Technology18%
  • Pharmaceuticals18%
  • Biotechnology9%
  • Other9%
  • Retailing9%

How big the rounds are

  1. Under $1M0
  2. $1M to $5M2
  3. $5M to $20M3
  4. $20M to $100M5
  5. $100M+0

Where the companies are

MA3LA2NY1OH1PA1GA1TX1IN1
FiledIssuerIndustrySold
Jan 2026GBank Financial Holdings Inc.Commercial Banking$11M
Dec 2025Golub Capital Private Income Fund SAgents: Janney Montgomery Scott LLCPooled Investment Fund-
Oct 2025First Mutual Holding Co.Other Banking and Financial Services$3.0M
Jul 2025Investar Holding CorpOther Banking and Financial Services$33M
Mar 2025JLLX Diversified 9, DSTAgents: John Phipps, Kevin SmithOther Real Estate$6.0M
Dec 2024JLLX Diversified VIII, DSTAgents: Jason BentleyOther Real Estate$14M
Oct 2024GBank Financial Holdings Inc.Commercial Banking$20M
Oct 2024Belnova Capital Fund LLCPooled Investment Fund$272M
Oct 2024JLLX Woodside Trumbull Apartments, DSTAgents: Jason Bentley, Keith E. LivengoodOther Real Estate$12M
Oct 2024JLLX Chandler Distribution Center, DSTAgents: Jason Bentley, Keith E. LivengoodOther Real Estate$14M
Mar 2024Clearlane Capital Fund LLCPooled Investment Fund$146M
Jan 2023Community First Financial CorpOther Banking and Financial Services$14M
May 2022First Ottawa Bancshares, IncCommercial Banking$7.8M
Mar 2022MainStreet Bancshares, Inc.Commercial Banking$44M
Feb 2022First Capital Bancshares Inc /Sc/Commercial Banking$5.0M
Jan 2022PB Financial CorpCommercial Banking$12M
Dec 2021CW BancorpCommercial Banking$18M
Nov 2021Freedom Financial Holdings, Inc.Commercial Banking$20M
Nov 2021JLLX Stony Point, DSTOther Real Estate$257k
Aug 2021BankFive, MHCOther$25M
Aug 2021Cornerstone Financial CorpCommercial Banking$14M
May 2021Chino Commercial BancorpCommercial Banking$10M
Mar 2021CW BancorpCommercial Banking$33M
Nov 2020First Century Bancorp.Commercial Banking$20M
Nov 2020US Metro Bancorp, Inc.Commercial Banking$16M
Oct 2020First Bancshares Inc /Ms/Commercial Banking$65M
Aug 2020MidWestOne Financial Group, Inc.Commercial Banking$65M
Jul 2020Victory Bancorp IncCommercial Banking$10M
Jul 2020US Metro Bancorp, Inc.Commercial Banking$10M
Jun 2020Goldthwaite Bancshares, Inc.Commercial Banking$8.3M
Jun 2020Oak Ridge Financial Services, Inc.Commercial Banking$10M
Jan 2020Investar Holding CorpOther Banking and Financial Services$30M
Jan 2020Selecta Biosciences IncBiotechnology$70M
Dec 2019PB Financial CorpCommercial Banking$12M
Jun 2017PLx Pharma Inc.Pharmaceuticals$18M
Feb 2017Coli Vul-7 Series AccountAgents: Robert W. SteinkePooled Investment Fund$1.3B
Feb 2016Coli Vul-7 Series AccountAgents: Robert W. SteinkePooled Investment Fund$1.2B
Jul 2015Recro Pharma, Inc.Pharmaceuticals$16M
Feb 2015Coli Vul-7 Series AccountAgents: Robert W SteinkePooled Investment Fund$1.2B
Mar 2014Ecochlor IncOther Technology-

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

Founders who worked with them

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