Fundraisers / IOI Capital and Markets, LLC
FundraiserRegistered broker-dealer
IOI Capital and Markets, LLC
FINRA 290944 · placing rounds since Jan 2021
5company rounds placed
0in the last two years, last Nov 2021
$6.2Msold in the rounds they placed
13.1%typical commission; the median firm takes 4.9%
Named on 6 Form D filings as paid to sell the offering: 5 for operating companies, 1 for funds. 2 registered agents named.
How big the rounds are
- Under $1M3
- $1M to $5M2
- $5M to $20M0
- $20M to $100M0
- $100M+0
Where the companies are
IL2CA1CO1MA1
Rounds they placed
FiledIssuerIndustrySold
Nov 2021Khona Scientific Holdings, Inc.Biotechnology$80k
Sept 2021Yes Whey LLCOther$853k
Aug 2021Yes Whey, LLCOther$1.1M
Jun 2021AWP Diversity Fund I, LPPooled Investment Fund$590k
May 2021Mustang Whately Investors, LLCAgriculture$4.0M
Jan 2021ZenSports, Inc.Agents: IOI Capital and Markets, LLC, Jon M ThomasOther Technology$75k
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
Founders who worked with them
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