Fundraisers / Headwaters BD, LLC

FundraiserRegistered broker-dealer

Headwaters BD, LLC

FINRA 117042 · placing rounds since Apr 2016

2company rounds placed
0in the last two years, last Jul 2017
$43Msold in the rounds they placed
1.7%typical commission; the median firm takes 4.9%

Named on 2 Form D filings as paid to sell the offering: 2 for operating companies. 1 registered agent named.

How big the rounds are

  1. Under $1M0
  2. $1M to $5M0
  3. $5M to $20M2
  4. $20M to $100M0
  5. $100M+0

Where the companies are

PA1WA1
FiledIssuerIndustrySold
Jul 2017NW Straw Pulp LLCAgents: William Reid (Reid Capital, LLC)Agriculture$14M
Apr 2016Seegrid CorpOther Technology$14M

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

Founders who worked with them

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