Fundraisers / Griffin Securities, Inc.
FundraiserRegistered broker-dealer
Griffin Securities, Inc.
FINRA 43229 · placing rounds since Oct 2020
1company rounds placed
0in the last two years, last Oct 2020
$41Msold in the rounds they placed
6.0%typical commission; the median firm takes 4.9%
Named on 1 Form D filing as paid to sell the offering: 1 for operating companies.
How big the rounds are
- Under $1M0
- $1M to $5M1
- $5M to $20M2
- $20M to $100M1
- $100M+0
Where the companies are
VA2CA1WI1
Rounds they placed
FiledIssuerIndustrySold
Oct 2020Rezolute, Inc.Biotechnology$41M
Aug 2015Tricast Holdings, LLCOther Health Care$3.3M
Mar 2015AmpliPhi Biosciences CorpAgents: Griffin Securities, Inc.Biotechnology$13M
Jan 2014AmpliPhi Biosciences CorpAgents: Griffin Securities, Inc.Biotechnology$18M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
Founders who worked with them
No one has said so yet.
Worked with them? Say so
A badge for their site
It shows their latest standing in the quarterly rankings and links back here.
Is this Griffin Securities, Inc.?
Claim the page to describe your work in your own words. Free.