Fundraisers / Global Alliance Securities LLC
FundraiserRegistered broker-dealer
Global Alliance Securities LLC
FINRA 167164 · placing rounds since Aug 2016
18company rounds placed
0in the last two years, last Mar 2023
$78Msold in the rounds they placed
6.3%typical commission; the median firm takes 4.9%
Named on 28 Form D filings as paid to sell the offering: 18 for operating companies, 10 for funds.
How big the rounds are
- Under $1M11
- $1M to $5M8
- $5M to $20M2
- $20M to $100M1
- $100M+0
Where the companies are
NY2CA1NC1OH1
Rounds they placed
FiledIssuerIndustrySold
Oct 2023Greenland Global FundPooled Investment Fund$38M
Mar 2023Saturn Oil & Gas Inc.Agents: Echelon Wealth PartnersOil and Gas$4.8M
Mar 2023Brunswick Exploration Inc.Agents: Red Cloud Securities Inc.Other$391k
Sept 2022Trillium Gold Mines Inc.Other$223k
Jul 2022High Tide Inc.Other$7.4M
May 2022Cathedral Energy Services Ltd.Agents: Acumen Capital Finance Partners LimitedOil and Gas$5.5M
Mar 2022Saturn Oil & Gas Inc.Agents: ECHELON WEALTH PARTNERS INC.Oil and Gas$2.8M
Mar 2022Invictus Rex Ventures L.P.Pooled Investment Fund$145M
Mar 2022Sintana Energy Inc.Other$3.5M
Mar 2022Trillium Gold Mines Inc.Other$209k
Mar 2022ROK Resources Inc.Other$494k
Dec 2021Canalaska Uranium LtdOther$948k
Nov 2021Consolidated Uranium Inc.Other$1.2M
Nov 2021Blackrock Silver Corp.Agents: Red Cloud Securities Inc.Other$130k
Nov 2021Avenir Growth Partners Fund Iv LPAgents: Connaught (UK) LimitedPooled Investment Fund$694M
Jul 2021Volatus Aerospace Corp.Agents: Echelon Wealth Partners Inc.Other Technology$403k
May 2021Tetragon Credit Income IV L.P.Agents: AA Advisors Europe LimitedPooled Investment Fund-
Mar 2021First Helium Inc.Agents: Echelon Wealth Partners Inc.Other$799k
Mar 2021Fathom Nickel Inc.Agents: Echelon Wealth Partners Inc.Other$1.1M
Nov 2020Avenir Growth Partners III, L.P.Agents: Connaught (UK) LimitedPooled Investment Fund$230M
Jan 2020Smart Wires Inc.Agents: Alexa Capital Ltd (Global Alliance Securities, LLC 15a-6 service provider to Alexa Capital Ltd.)Other Energy$43M
Jul 2019Greenland Global Fund II, L.P.Pooled Investment Fund$2.0M
Dec 2018Deutsche Telekom Capital Partners Venture Fund II Parallel GmbH & Co. KGAgents: Connaught (UK) LimitedPooled Investment Fund$20M
Feb 2018Deciens Capital Fund 2018, L.P.Pooled Investment Fund-
Dec 2017Red River West SASAgents: Mayer Park CapitalPooled Investment Fund$117M
Jan 2017August Equity Partners IV A LPAgents: Amala Partners LLPPooled Investment Fund$7.0M
Dec 2016PPX Mining Corp.Agents: Medalist Capital Ltd.Other$4.2M
Aug 2016LBB Acquisition 1, LLCRestaurants$500k
Oct 2015Core Capital Partners II LPPooled Investment Fund$1.3B
Sept 2015BlueRock Energy Holdings IncOther Energy$500k
Jul 2015Cfc Mansfield, L.P.Restaurants$1.5M
May 2015BlueRock Energy Holdings IncOther Energy$1.5M
Oct 2014Whistler Medical Marijuana CorpAgents: M Partners Inc.Pharmaceuticals$915k
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
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