Fundraisers / Five 9 Securities, LLC
FundraiserRegistered broker-dealer
Five 9 Securities, LLC
FINRA 114853 · placing rounds since Jan 2016
2company rounds placed
0in the last two years, last May 2018
$26Msold in the rounds they placed
9.4%typical commission; the median firm takes 4.9%
Named on 3 Form D filings as paid to sell the offering: 2 for operating companies, 1 for funds. 1 registered agent named.
How big the rounds are
- Under $1M0
- $1M to $5M1
- $5M to $20M0
- $20M to $100M1
- $100M+0
Where the companies are
CA1FL1
Rounds they placed
FiledIssuerIndustrySold
May 2018Transparent Health Marketplace, LLCAgents: Five 9 Securities, LLCOther Health Care$2.8M
Nov 2016Eurostar Inc.Retailing$24M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
Founders who worked with them
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