Fundraisers / Financial West Group
FundraiserRegistered broker-dealer
Financial West Group
FINRA 16668 · placing rounds since Jan 2016
3company rounds placed
0in the last two years, last Nov 2016
$28Msold in the rounds they placed
5.0%typical commission; the median firm takes 4.9%
Named on 5 Form D filings as paid to sell the offering: 3 for operating companies, 2 for funds. 1 registered agent named.
How big the rounds are
- Under $1M3
- $1M to $5M0
- $5M to $20M3
- $20M to $100M1
- $100M+1
Where the companies are
PA3CA2TX2NY1IL1CO1AZ1
Rounds they placed
FiledIssuerIndustrySold
Oct 2018Alliant Tax Credit Fund 63, Ltd.Pooled Investment Fund$105M
Oct 2018Alliant Tax Credit Fund 60, Ltd.Pooled Investment Fund$137M
Nov 2016Female Health CoPharmaceuticals$23M
Sept 2016Atlas Eagle Ford 2016 L.P.Oil and Gas-
Jan 2016Cancer Prevention Pharmaceuticals, Inc.Agents: Financial West GroupPharmaceuticals$5.0M
Oct 2015Dance Biopharm Holdings, Inc.Biotechnology$10M
Jun 2015Atlas Eagle Ford 2015 L.P.Oil and Gas-
Apr 2015Hunt Capital Partners Tax Credit Fund 17, LPAgents: George M. BarryPooled Investment Fund$86M
Mar 2015North Landing Beach RV Resort & Cottages - Virginia Beach, LLCCommercial$2.7M
Feb 2015American Hospitality Properties Fund Iii, LLCOther Real Estate$125k
Jan 2015Payson Drilling Fund 2015 I, LPAgents: Anthony Cottone, Darrell P. Roberts, Ford G. KeelerOil and Gas$24k
Sept 2014APX Drilling Partners 2014-B, LPOil and Gas$85k
Jun 2014Extraction Oil & Gas Holdings, LLCOil and Gas$197M
May 2014Atlas Resources Series 34-2014 L.P.Oil and Gas-
Feb 2014Semper US RMBS Opportunity REIT, Inc.REITS and Finance$2.3M
Mar 2012Pimi Agro Cleantech, Inc.Agriculture$626k
Jan 2012Aztec XII-A Oil & Gas LPAgents: Scott Mrozek, Steve Vallender, Stuart ValentineOil and Gas$7.5M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
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