Fundraisers / Finance 500
FundraiserRegistered broker-dealer
Finance 500
FINRA 12981 · placing rounds since Aug 2021
0company rounds placed
0in the last two years, last Dec 2021
-sold in the rounds they placed
-typical commission; the median firm takes 4.9%
Named on 2 Form D filings as paid to sell the offering: 0 for operating companies, 2 for real estate.
How big the rounds are
- Under $1M3
- $1M to $5M1
- $5M to $20M0
- $20M to $100M0
- $100M+0
Where the companies are
CA2AL1NV1
Rounds they placed
FiledIssuerIndustrySold
Dec 2021Commercial Bancshares, Inc.Commercial Banking$4.0M
Aug 2021Lease Corp of AmericaCommercial Banking$12M
May 2014Epinex Diagnostics IncAgents: Finance 500, Inc.Biotechnology$200k
Jan 2014Methes Energies International LtdOther Energy$2.6M
Mar 2012Viper Powersports IncAgents: William H. Watson IIIOther$200k
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
Founders who worked with them
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