Fundraisers / FAS Corp.

FundraiserRegistered broker-dealer

FAS Corp.

FINRA 43536 · placing rounds since Jan 2016

39company rounds placed

3in the last two years, last Mar 2026

$27.1Bsold in the rounds they placed

4.5%typical commission; the median firm takes 4.9%

Named on 118 Form D filings as paid to sell the offering: 39 for operating companies, 79 for funds. 11 registered agents named.

Quarter by quarter

Company rounds they placed in each quarter, from the filings.

326Q1

What they place

Insurance100%

How big the rounds are

Under $1M19
$1M to $5M8
$5M to $20M11
$20M to $100M7
$100M+15

Where the companies are

OH42IN6NC6NY3CT1NE1MO1

Rounds they placed

Company rounds Everything, funds and real estate too

FiledIssuerIndustrySold

Mar 2026New York Life Insurance & Annuity CorpAgents: FAS Corp.Insurance$2.0B

Mar 2026New York Life Insurance & Annuity CorpAgents: FAS Corp.Insurance$546M

Mar 2026New York Life Insurance & Annuity CorpAgents: FAS Corp.Insurance$1.8B

Dec 2020Lincoln Life Flexible Premium Variable Life Account ZAgents: John Argue, Richard Callister, Samir ShethInsurance$2.3B

Dec 2019Lincoln Life Flexible Premium Variable Life Account ZAgents: John Argue, Richard CallisterInsurance$1.8B

Jul 2019Metropolitan Tower Life Insurance CoAgents: Various AgentsInsurance$106M

Dec 2018Lincoln Life Flexible Premium Variable Life Account ZAgents: John Argue, Richard CallisterInsurance$1.5B

Jan 2018Nationwide Private Placement Variable AccountAgents: Donald Harrington, Scott SeibelInsurance$45k

Dec 2017Lincoln Life Flexible Premium Variable Life Account ZAgents: John Argue, Richard CallisterInsurance$1.1B

Dec 2017GENERAL AMERICAN LIFE INSURANCE CoAgents: VariousInsurance$413M

Oct 2017Nationwide BOLI Private Placement Variable AccountAgents: James McKeone, Matt HenebryInsurance$750k

Oct 2017Nationwide Private Placement Variable AccountAgents: Michael LeonardInsurance$3.0M

Oct 2017Nationwide Private Placement Variable AccountAgents: Samir ShethInsurance$2.3M

Sept 2017BRIGHTHOUSE LIFE INSURANCE CoAgents: VariousInsurance$1.3B

Sept 2017BRIGHTHOUSE LIFE INSURANCE CoAgents: Samir H. ShethInsurance$75M

Aug 2017Nationwide BOLI Private Placement Variable AccountAgents: Michael TuttleInsurance$20M

Jun 2017Nationwide BOLI Private Placement Variable AccountAgents: James McKeoneInsurance$15M

May 2017Nationwide Private Placement Variable AccountAgents: John Argue, Samir ShethInsurance$60k

Apr 2017Nationwide BOLI Private Placement Variable AccountAgents: James McKeone, Matt HenebryInsurance$10M

Mar 2017Nationwide BOLI Private Placement Variable AccountAgents: Michael TuttleInsurance$10M

Mar 2017Nationwide Private Placement Variable AccountAgents: Don Harrington, Scott SiebelInsurance$170k

Feb 2017Nationwide Private Placement Variable AccountAgents: John Argue, Richard Callister, Samir ShethInsurance$1.9M

Jan 2017Nationwide Private Placement Variable AccountAgents: Donald Harrington, Scott SeibelInsurance$164k

Jan 2017Nationwide Private Placement Variable AccountAgents: Michael LeonardInsurance$307k

Dec 2016Lincoln Life Flexible Premium Variable Life Account ZAgents: John Argue, Richard CallisterInsurance$783M

Nov 2016Nationwide Private Placement Variable AccountAgents: James McKeone, Matt HenebryInsurance$750k

Oct 2016MetLife Insurance Co USAAgents: VariousInsurance$1.3B

Oct 2016MetLife Insurance Co USAAgents: Samir H. ShethInsurance$75M

Aug 2016Nationwide Private Placement Variable AccountAgents: Mike TuttleInsurance$20M

May 2016Nationwide Private Placement Variable AccountAgents: Donald Harrington, Scott SeibelInsurance$99k

Apr 2016Nationwide Private Placement Variable AccountAgents: James McKeone, Matt HenebryInsurance$10M

Apr 2016Nationwide Private Placement Variable AccountAgents: Kevin WernickInsurance$72k

Apr 2016Nationwide Private Placement Variable AccountAgents: Michael TuttleInsurance$10M

Apr 2016Nationwide Private Placement Variable AccountAgents: James McKeone, Matt HenebryInsurance$10M

Mar 2016Nationwide Private Placement Variable AccountAgents: Don Harrington, Scott SiebelInsurance$43k

Mar 2016Nationwide Private Placement Variable AccountAgents: John Argue, Richard Callister, Samir ShethInsurance$5.0M

Feb 2016Nationwide Private Placement Variable AccountAgents: John Argue, Richard Callister, Samir ShethInsurance$10M

Feb 2016Nationwide Private Placement Variable AccountAgents: Don Harrington, Scott SiebelInsurance$54k

Jan 2016Nationwide Private Placement Variable AccountAgents: Donald Harrington, Scott SeibelInsurance$25k

Dec 2015Lincoln Life Flexible Premium Variable Life Account ZAgents: John Argue, Richard CallisterInsurance$431M

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

Newport Group Securities, Inc.37 rounds together M Holdings Securities Inc.21 rounds together Kestra Investment Services LLC17 rounds together Lion Street Financial17 rounds together Valmark Securities, Inc.14 rounds together Merrill Lynch, Pierce, Fenner & Smith Incorporated10 rounds together

Founders who worked with them

No one has said so yet.

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