Fundraisers / Fallbrook Capital Securities Corporation
FundraiserRegistered broker-dealer
Fallbrook Capital Securities Corporation
FINRA 101180 · placing rounds since Jan 2014
1company rounds placed
0in the last two years, last Jun 2016
$17Msold in the rounds they placed
4.6%typical commission; the median firm takes 4.9%
Named on 6 Form D filings as paid to sell the offering: 1 for operating companies, 4 for funds, 1 for real estate.
How big the rounds are
- Under $1M0
- $1M to $5M0
- $5M to $20M1
- $20M to $100M0
- $100M+0
Where the companies are
CA1
Rounds they placed
FiledIssuerIndustrySold
Jan 2018Watt Funding, LLCOther Real Estate$22M
Jun 2016DTech Holdings, Inc.Other Technology$17M
Jul 2015Alliant Tax Credit Fund 83, Ltd.Pooled Investment Fund$152M
Dec 2014St. Cloud Capital Partners III SBIC, LPPooled Investment Fund$50M
Jul 2014Alliant Tax Credit Fund 76, Ltd.Pooled Investment Fund$98M
Jan 2014Hunt Capital Partners Tax Credit Fund 10, LPPooled Investment Fund$9.5M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
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