Fundraisers / Essex Securities, LLC
FundraiserRegistered broker-dealer
Essex Securities, LLC
FINRA 46605 · placing rounds since Feb 2016
3company rounds placed
0in the last two years, last Aug 2017
-sold in the rounds they placed
-typical commission; the median firm takes 4.9%
Named on 3 Form D filings as paid to sell the offering: 3 for operating companies.
How big the rounds are
- Under $1M1
- $1M to $5M0
- $5M to $20M0
- $20M to $100M0
- $100M+0
Where the companies are
CA5
Rounds they placed
FiledIssuerIndustrySold
Aug 2017Royale Energy IncOil and Gas-
Dec 2016Royale Energy IncOil and Gas-
Feb 2016Royale Energy IncOil and Gas-
Aug 2015Royale Energy IncOil and Gas-
Nov 2014Royale Energy IncOil and Gas$38k
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
Founders who worked with them
No one has said so yet.
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