Fundraisers / Empire State Financial, Inc.
FundraiserRegistered broker-dealer
Empire State Financial, Inc.
FINRA 5657 · placing rounds since Mar 2016
1company rounds placed
0in the last two years, last Mar 2016
$2.5Msold in the rounds they placed
8.1%typical commission; the median firm takes 4.9%
Named on 1 Form D filing as paid to sell the offering: 1 for operating companies.
How big the rounds are
- Under $1M0
- $1M to $5M1
- $5M to $20M0
- $20M to $100M0
- $100M+0
Where the companies are
AZ1ND1
Rounds they placed
FiledIssuerIndustrySold
Mar 2016Tm Technologies IncTelecommunications$2.5M
Jul 2015Its Burger Time Restaurant Group, Inc.Restaurants-
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
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