Fundraisers / EM Securities LLC
FundraiserRegistered broker-dealer
EM Securities LLC
FINRA 148257 · placing rounds since Jan 2017
4company rounds placed
1in the last two years, last Jun 2025
$28Msold in the rounds they placed
6.0%typical commission; the median firm takes 4.9%
Named on 4 Form D filings as paid to sell the offering: 4 for operating companies. 1 registered agent named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
123Q2125Q2
What they place
- Other75%
- Other Technology25%
How big the rounds are
- Under $1M0
- $1M to $5M2
- $5M to $20M0
- $20M to $100M1
- $100M+0
Where the companies are
NY3CA1
Rounds they placed
FiledIssuerIndustrySold
Jun 2025Athletes Unlimited Softball PBLLCOther$23M
Apr 2023Athletes Unlimited, PBCOther-
Dec 2019Tiny Chef Productions LLCOther$2.0M
Jan 2017Keemotion Group, Inc.Agents: EM Securities LLCOther Technology$2.4M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
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