Fundraisers / East Wind Securities, LLC
FundraiserRegistered broker-dealer
East Wind Securities, LLC
FINRA 148032 · placing rounds since Apr 2016
9company rounds placed
0in the last two years, last Aug 2020
$36Msold in the rounds they placed
6.7%typical commission; the median firm takes 4.9%
Named on 9 Form D filings as paid to sell the offering: 9 for operating companies. 1 registered agent named.
How big the rounds are
- Under $1M2
- $1M to $5M2
- $5M to $20M6
- $20M to $100M0
- $100M+0
Where the companies are
NY6MI2TX2PA1
Rounds they placed
FiledIssuerIndustrySold
Aug 2020Sensio Co (US) Inc.Manufacturing$4.1M
May 2020Base Holograms, LLCAgents: Joshua SchwartzOther$6.2M
Apr 2020PIXEL VELOCITY IncOther$263k
May 2019PIXEL VELOCITY IncOther$904k
Nov 2018Sensio Co (US) Inc.Manufacturing$7.1M
May 2018Base Holograms, LLCAgents: Joshua SchwartzOther Technology$7.5M
Apr 2016Blue School Fund 3 LLCAgents: N/AOther-
Apr 2016Blue School Fund 2 LLCAgents: N/AOther$4.0M
Apr 2016Blue School Fund 1 LLCAgents: N/AOther$6.0M
Jul 2015Acrobatiq, Inc.Other$7.7M
Mar 2014Knowledge Delivery Systems IncOther Technology$9.8M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
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