Fundraisers / D.A. Davidson & Co.
FundraiserRegistered broker-dealer
D.A. Davidson & Co.
FINRA 199 · placing rounds since Jul 2016
11company rounds placed
1in the last two years, last Dec 2025
$335Msold in the rounds they placed
2.0%typical commission; the median firm takes 4.9%
Named on 36 Form D filings as paid to sell the offering: 11 for operating companies, 25 for real estate. 4 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
125Q4
What they place
- Other Banking and Financial Services83%
- Other8%
- Other Energy8%
How big the rounds are
- Under $1M0
- $1M to $5M1
- $5M to $20M1
- $20M to $100M8
- $100M+0
Where the companies are
OK4MO2NJ1OH1PA1CA1WV1MN1
Rounds they placed
FiledIssuerIndustrySold
Dec 2025First Ottawa Bancshares, Inc.Commercial Banking$34M
Dec 2025Chilean Cobalt Corp.Other Energy$3.0M
Jul 2025Bridgewater Bancshares IncCommercial Banking$80M
Aug 2022Five Star BancorpAgents: N/ACommercial Banking$75M
Jul 2022Alpine Banks Of ColoradoAgents: noneCommercial Banking$34M
Jul 2022Northfield Bancorp, Inc.Other Banking and Financial Services$62M
May 2022Forstrom Bancorporation, Inc.Agents: n/aOther Banking and Financial Services$30M
Mar 2022PBCO Financial CorpAgents: D.A. Davidson & Co.Commercial Banking$25M
Mar 2022American Riviera BancorpCommercial Banking$18M
Feb 2022Spend Life Wisely Company, Inc.Other Banking and Financial Services$80M
Jan 2022Touchstone Bankshares, Inc.Commercial Banking$10M
Dec 2021CB Financial Services, Inc.Commercial Banking$15M
Dec 2021Civista Bancshares, Inc.Agents: D.A. Davidson & Co.Commercial Banking$75M
Dec 2021Summit Bank Group, Inc.Commercial Banking$20M
Sept 2021Choiceone Financial Services IncCommercial Banking$33M
Jun 2021Bancfirst Corp /Ok/Other Banking and Financial Services$60M
Jun 2021First Liberty Bancshares, Inc.Commercial Banking$10M
Jun 2021Bancshares of Jackson Hole IncCommercial Banking$15M
Apr 2021Community Bank Corp.Commercial Banking$35M
Apr 2021Oakstar Bancshares IncOther Banking and Financial Services$35M
Feb 2021FS Bancorp, Inc.Commercial Banking$50M
Nov 2020Communities First Financial CorpCommercial Banking$40M
Sept 2020Summit Financial Group IncAgents: N/AOther Banking and Financial Services$30M
Sept 2020First Ottawa Bancshares, IncCommercial Banking$16M
Aug 2020MidWestOne Financial Group, Inc.Commercial Banking$65M
Jul 2020Bridgewater Bancshares IncCommercial Banking$50M
Jun 2020Spend Life Wisely Company, Inc.Agents: Eugene KatzOther Banking and Financial Services-
May 2020Heartland BanccorpCommercial Banking$25M
Mar 2020Woodlands Financial Services CoCommercial Banking$4.0M
Dec 2019Meridian CorpCommercial Banking$40M
Aug 2019Team Liquid Enterprises, LLCOther-
Aug 2019First Oklahoma Holdings, Inc.Agents: Eugene Boruch KatzOther Banking and Financial Services$5.0M
Nov 2018Heartland BanccorpAgents: NAOther Banking and Financial Services$30M
Aug 2018Lincoln Bancorp /Ia/Commercial Banking$15M
Jul 2016Bridgewater Bancshares IncAgents: Gene KatzCommercial Banking$13M
Jul 2016Bridgewater Bancshares IncAgents: Gene KatzCommercial Banking$7.5M
Jul 2016Bridgewater Bancshares IncAgents: Gene KatzCommercial Banking$7.5M
Oct 2015Midwest BankCentre, Inc.Agents: N/AOther Banking and Financial Services$20M
Sept 2015Northwest Bancorporation IncCommercial Banking$20M
Sept 2015Bridgewater Bancshares IncAgents: Gene KatzCommercial Banking$15M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
Founders who worked with them
No one has said so yet.
Worked with them? Say so
A badge for their site
It shows their latest standing in the quarterly rankings and links back here.
Is this D.A. Davidson & Co.?
Claim the page to describe your work in your own words. Free.