Fundraisers / D.A. Davidson & Co.
FundraiserRegistered broker-dealer
D.A. Davidson & Co.
FINRA 199 · placing rounds since Jul 2016
11company rounds placed
1in the last two years, last Dec 2025
$335Msold in the rounds they placed
2.0%typical commission; the median firm takes 4.9%
Named on 36 Form D filings as paid to sell the offering: 11 for operating companies, 25 for real estate. 4 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
125Q4
What they place
- Other Banking and Financial Services83%
- Other8%
- Other Energy8%
How big the rounds are
- Under $1M0
- $1M to $5M1
- $5M to $20M1
- $20M to $100M8
- $100M+0
Where the companies are
OK4MO2NJ1OH1PA1CA1WV1MN1
Rounds they placed
FiledIssuerIndustrySold
Dec 2025Chilean Cobalt Corp.Other Energy$3.0M
Jul 2022Northfield Bancorp, Inc.Other Banking and Financial Services$62M
May 2022Forstrom Bancorporation, Inc.Agents: n/aOther Banking and Financial Services$30M
Feb 2022Spend Life Wisely Company, Inc.Other Banking and Financial Services$80M
Jun 2021Bancfirst Corp /Ok/Other Banking and Financial Services$60M
Apr 2021Oakstar Bancshares IncOther Banking and Financial Services$35M
Sept 2020Summit Financial Group IncAgents: N/AOther Banking and Financial Services$30M
Jun 2020Spend Life Wisely Company, Inc.Agents: Eugene KatzOther Banking and Financial Services-
Aug 2019Team Liquid Enterprises, LLCOther-
Aug 2019First Oklahoma Holdings, Inc.Agents: Eugene Boruch KatzOther Banking and Financial Services$5.0M
Nov 2018Heartland BanccorpAgents: NAOther Banking and Financial Services$30M
Oct 2015Midwest BankCentre, Inc.Agents: N/AOther Banking and Financial Services$20M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
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