Fundraisers / Colorado Financial Service Corporation

FundraiserRegistered broker-dealer

Colorado Financial Service Corporation

FINRA 104343 · placing rounds since Jan 2016

26company rounds placed
0in the last two years, last Jul 2023
$78Msold in the rounds they placed
5.8%typical commission; the median firm takes 4.9%

Named on 128 Form D filings as paid to sell the offering: 26 for operating companies, 1 for funds, 101 for real estate. 12 registered agents named.

Quarter by quarter

Company rounds they placed in each quarter, from the filings.

123Q3

What they place

25rounds
  • Other Technology28%
  • Other24%
  • Oil and Gas16%
  • Other Health Care12%
  • Manufacturing8%
  • Other Banking and Financial Services8%
  • Tourism and Travel Services4%

How big the rounds are

  1. Under $1M6
  2. $1M to $5M10
  3. $5M to $20M8
  4. $20M to $100M0
  5. $100M+0

Where the companies are

CA12CO5FL4OR2TX2AZ1LA1

Rounds they placed

Company roundsEverything, funds and real estate too

FiledIssuerIndustrySold
Jul 2023Trevi Systems Inc.Other$265k
Sept 2021Trevi Systems Inc.Other$10M
Apr 2021Miraculum, Inc.Manufacturing$710k
Jan 2021General Cannabis CorpOther$2.9M
May 2020Credence MedSystems, Inc.Other Health Care$7.4M
Dec 2019Panacea Life Sciences, Inc.Agents: Colorado Financial Service CorporationOther$7.0M
Aug 2019H-Source Holdings Ltd.Agents: Aspenwood CapitalOther$1.3M
Mar 2019Atlasbanc Holdings CorpAgents: ASPENWOOD CAPITALOther Banking and Financial Services-
Mar 2019Atlas Fintech Holdings Corp.Agents: ASPENWOOD CAPITALOther Banking and Financial Services-
Mar 2019Miraculum, Inc.Environmental Services$4.6M
Mar 2019RFID Software Solutions LLCAgents: Colorado Financial Service CorporationOther$1.0M
Oct 2018Alvopetro Energy Ltd.Oil and Gas$3.5M
Mar 2018Credence MedSystems, Inc.Other Health Care$6.6M
Nov 2017Juniper Unmanned, IncOther Technology$410k
Nov 2017SOCIAL REALITY, Inc.Other Technology$5.2M
Oct 2017TraVertex IncAgents: N/ATourism and Travel Services-
Sept 2017PetroShare Corp.Oil and Gas$1.7M
May 2017SOCIAL REALITY, Inc.Other Technology$5.0M
Feb 2017Applied Cavitation, Inc.Agents: Colorado Financial Service CorporationManufacturing$61k
Dec 2016Amazing Energy Partners 2016 LPOil and Gas-
Dec 2016Summit Semiconductor LLCOther Technology$823k
Oct 2016CURE PHARMACEUTICAL CorpPharmaceuticals$6.0M
Aug 2016Mount TAM Biotechnologies, Inc.Biotechnology$1.0M
Aug 2016Summit Semiconductor LLCOther Technology$1.7M
Aug 2016Serious Integrated, Inc.Other Technology$2.3M
Apr 2016Credence MedSystems, Inc.Other Health Care$7.9M
Jun 2015Gulf South Energy Partners 2015 A LPOil and Gas-
May 2015Applied Cavitation, Inc.Other Technology$180k
Oct 2014Ener-Core Inc.Other Energy$4.0M

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

Chardan Capital Markets LLC3 rounds togetherNoble Capital Markets, Inc.2 rounds togetherAusdal Financial Partners, Inc.1 round togetherCapital Investment Group, Inc.1 round togetherCabot Lodge Securities, LLC1 round togetherAlexander Capital, LP1 round together

Founders who worked with them

No one has said so yet.

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