Fundraisers / Carter, Terry & Company, Inc.

FundraiserRegistered broker-dealer

Carter, Terry & Company, Inc.

FINRA 16365 · placing rounds since Aug 2016

24company rounds placed
0in the last two years, last May 2023
$34Msold in the rounds they placed
8.0%typical commission; the median firm takes 4.9%

Named on 30 Form D filings as paid to sell the offering: 24 for operating companies, 1 for funds, 5 for real estate. 4 registered agents named.

Quarter by quarter

Company rounds they placed in each quarter, from the filings.

123Q2

What they place

27rounds
  • Other30%
  • Other Banking and Financial Services26%
  • Other Health Care19%
  • Other Technology11%
  • Environmental Services7%
  • Manufacturing7%

How big the rounds are

  1. Under $1M13
  2. $1M to $5M14
  3. $5M to $20M0
  4. $20M to $100M0
  5. $100M+0

Where the companies are

CO8NV4MN3GA3NY2WA1FL1NJ1

Rounds they placed

Company roundsEverything, funds and real estate too

FiledIssuerIndustrySold
May 2023Aclarion, Inc.Other$2.0M
Feb 2023INVO Bioscience, Inc.Other Health Care$300k
Mar 2022Blackstar Enterprise Group, Inc.Other Banking and Financial Services$294k
Feb 2022Live Current Media Inc.Other$1.5M
Nov 2021Mitesco, Inc.Other Health Care$3.1M
Nov 2021Mitesco, Inc.Other Health Care$2.0M
Jul 2021Alexander Capital Ventures LLCOther Banking and Financial Services$3.6M
Jul 2021Nevada Exploration IncOther$934k
Jun 2021Blackstar Enterprise Group, Inc.Other Banking and Financial Services$550k
Apr 2021Tego Cyber, Inc.Other Technology$120k
Apr 2021Mitesco, Inc.Agents: Adam CabibiOther Health Care$3.0M
Feb 2021Blackstar Enterprise Group, Inc.Other Banking and Financial Services$220k
Jan 2021Tego Cyber, Inc.Other Technology$120k
Dec 2020Blonder Tongue Laboratories IncAgents: Adam CabibiManufacturing$1.0M
Dec 2020Blackstar Enterprise Group, Inc.Other Banking and Financial Services$55k
Nov 2020Blackstar Enterprise Group, Inc.Other Banking and Financial Services$33k
Mar 2020VerifyMe, Inc.Other$2.0M
Nov 2019Blackstar Enterprise Group, Inc.Other Banking and Financial Services$140k
Mar 2019Northern Vertex Mining Corp.Other$299k
Oct 2018Freedom Leaf Inc.Other Health Care$3.0M
Jun 2018Newgioco Group, Inc.Agents: Carter, Terry & Company, Inc.Other Technology$1.1M
Dec 2017Meridian Waste Solutions, Inc.Agents: Garden State Securities, Inc.Environmental Services$1.9M
Nov 2017Meridian Waste Solutions, Inc.Agents: Garden State Securities, Inc.Environmental Services$1.4M
Aug 2016Novo Resources Corp.Other$1.2M
May 2015Monarch America, Inc.Other$150k
Apr 2015FLASR, Inc.Other$299k
Apr 2014Integral Technologies IncManufacturing$1.1M

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

D. Boral Capital LLC2 rounds togetherE.F. Hutton & Co.2 rounds togetherEmerging Growth Equities, Ltd2 rounds togetherMaxim Group, LLC1 round togetherAlexander Capital, LP1 round togetherNetwork 1 Financial Securities, Inc.1 round together

Founders who worked with them

No one has said so yet.

Worked with them? Say so

Marked verified when your company is one of the rounds they placed.

A badge for their site

Carter, Terry & Company, Inc. badge from Millionrounds

It shows their latest standing in the quarterly rankings and links back here.

Is this Carter, Terry & Company, Inc.?

Claim the page to describe your work in your own words. Free.

Claim this pageAll fundraisers