Fundraisers / Arcadia Securities, LLC

FundraiserRegistered broker-dealer

Arcadia Securities, LLC

FINRA 44656 · placing rounds since Jan 2017

41company rounds placed
14in the last two years, last Mar 2026
$444Msold in the rounds they placed
7.0%typical commission; the median firm takes 4.9%

Named on 41 Form D filings as paid to sell the offering: 41 for operating companies. 3 registered agents named.

Quarter by quarter

Company rounds they placed in each quarter, from the filings.

223Q2123Q3223Q4124Q1224Q2124Q3324Q4425Q1625Q2125Q4226Q1

What they place

50rounds
  • Biotechnology34%
  • Other Technology20%
  • Other Health Care18%
  • Pharmaceuticals12%
  • Other12%
  • Other Banking and Financial Services2%
  • Oil and Gas2%

How big the rounds are

  1. Under $1M5
  2. $1M to $5M20
  3. $5M to $20M20
  4. $20M to $100M3
  5. $100M+2

Where the companies are

CA12NY8NJ5PA5FL5MA4AL2CT2
FiledIssuerIndustrySold
Mar 2026Barfresh Food Group Inc.Other$7.3M
Mar 2026Immunic, Inc.Biotechnology$200M
Dec 2025BluePath Finance, Inc.Other Banking and Financial Services$75M
Jun 2025TuHURA Biosciences, Inc./NVBiotechnology$2.2M
Jun 2025Maxona Pharmaceuticals, Inc.Pharmaceuticals$900k
Jun 2025Betaliq IncBiotechnology$416k
May 2025Imunon, Inc.Biotechnology$3.3M
May 2025Sonendo, Inc.Agents: Brookline Capital MarketsOther Health Care$5.0M
May 2025Scientific Industries IncOther Technology$1.6M
Mar 2025iOncologi, Inc.Biotechnology$3.0M
Feb 2025Health Precision Inc.Agents: Arcadia Securities, LLCOther Technology$4.4M
Jan 2025OS Therapies IncAgents: Brookline Capital MarketsPharmaceuticals$7.1M
Jan 2025Carmell CorpOther Health Care$1.9M
Dec 2024Marker Therapeutics, Inc.Biotechnology$16M
Dec 2024Intensity Therapeutics, Inc.Biotechnology$3.6M
Oct 2024Beyond Air, Inc.Biotechnology$21M
Aug 2024Imunon, Inc.Agents: Brookline Capital MarketsBiotechnology$10M
Apr 2024Carmell CorpOther Health Care$3.0M
Apr 2024Duos Technologies Group, Inc.Other Technology$3.0M
Feb 2024Scientific Industries IncOther Technology$7.0M
Nov 2023Alcyone Therapeutics, Inc.Agents: Brookline Capital MarketsOther Health Care$17M
Nov 2023Aileron Therapeutics IncBiotechnology$18M
Aug 2023Better Therapeutics, Inc.Biotechnology$2.1M
May 2023Digital Health Acquisition Corp.Agents: Brookline Capital MarketsOther$300k
Apr 2023Better Therapeutics, Inc.Biotechnology$6.5M
Mar 2023Circulogene Theranostics, Inc.Other Health Care$2.0M
Feb 2023Apexigen, Inc.Biotechnology$5.6M
Mar 2022Scientific Industries IncAgents: Arcadia Securities, LLCOther Technology$3.0M
Oct 2021Neumentum, Inc.Pharmaceuticals$13M
Aug 2021Sonic Foundry IncAgents: Roumell Opportunistic Value FundOther Technology$3.5M
Jul 2021UDP Gemini One LLCCommercial$29M
Jul 2021Scientific Industries IncAgents: Arcadia Securities, LLCOther Technology$9.5M
May 2021Scientific Industries IncAgents: Keybanc Capital Markets, Inc.Other Technology$7.6M
May 2021Maxona Pharmaceuticals, Inc.Pharmaceuticals$5.6M
Feb 2021True Health Inc.Other Health Care$10M
Jan 2021Circulogene Theranostics, Inc.Other Health Care$250k
Jan 2021Hinge Bio, Inc.Biotechnology$10M
Dec 2020MJ Garden III LLCCommercial$30M
Nov 2020Bank of MingoAgents: n/aCommercial Banking$563k
Oct 2020Aridis Pharmaceuticals, Inc.Pharmaceuticals$8.4M

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

Founders who worked with them

No one has said so yet.

Worked with them? Say so

Marked verified when your company is one of the rounds they placed.

A badge for their site

Arcadia Securities, LLC badge from Millionrounds

It shows their latest standing in the quarterly rankings and links back here.

Is this Arcadia Securities, LLC?

Claim the page to describe your work in your own words. Free.