Fundraisers / BrokerBank Securities, Inc.
FundraiserRegistered broker-dealer
BrokerBank Securities, Inc.
FINRA 130116 · placing rounds since Apr 2016
4company rounds placed
0in the last two years, last Jul 2017
$1.1Msold in the rounds they placed
50.7%typical commission; the median firm takes 4.9%
Named on 10 Form D filings as paid to sell the offering: 4 for operating companies, 1 for funds, 5 for real estate. 3 registered agents named.
How big the rounds are
- Under $1M7
- $1M to $5M0
- $5M to $20M0
- $20M to $100M0
- $100M+0
Where the companies are
MN5VA3NV1
Rounds they placed
FiledIssuerIndustrySold
Jul 2017LocaLoop, Inc.Agents: Philip WrightTelecommunications$551k
Nov 2016CloSys CorpOther Health Care$30k
Sept 2016LocaLoop, Inc.Agents: Philip WrightTelecommunications$50k
Apr 2016CIPHERLOC CorpAgents: noneOther$485k
May 2015Vision III Imaging, Inc.Other Technology$80k
May 2015Vision III Imaging, Inc.Other Technology-
Apr 2015Environmental Quality Intelligence, LtdAgents: BROKERBANK SECURITIES, INC.Computers$25k
Nov 2014Vision III Imaging, Inc.Other Technology-
Aug 2014CloSys CorpOther Health Care$50k
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
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