Fundraisers / Broker

FundraiserRegistered broker-dealer

Broker

FINRA 311302 · placing rounds since Dec 2022

3company rounds placed
0in the last two years, last Jun 2024
-sold in the rounds they placed
-typical commission; the median firm takes 4.9%

Named on 16 Form D filings as paid to sell the offering: 3 for operating companies, 12 for funds, 1 for real estate.

Quarter by quarter

Company rounds they placed in each quarter, from the filings.

123Q3224Q2

What they place

3rounds
  • Other67%
  • Other Technology33%

How big the rounds are

  1. Under $1M0
  2. $1M to $5M0
  3. $5M to $20M0
  4. $20M to $100M0
  5. $100M+0

Where the companies are

IL2OR1
FiledIssuerIndustrySold
Feb 2026Quantum X Frontiers - Fund Of Funds IAgents: REGIMENT SECURITIES, LLCPooled Investment Fund-
Feb 2025Arctaris Impact Fund, LPPooled Investment Fund$3.0M
Aug 2024Aquatine VI (Delaware) LLCPooled Investment Fund$30M
Jul 2024Arctaris Opportunity Zone Fund 2024, LLCPooled Investment Fund$500k
Jun 2024AFFLUENCE CorpOther-
Apr 2024HPN Holdings, Inc.Other-
Jan 2024SGV26, a series of SGV I, LLCPooled Investment Fund$2.9M
Oct 2023SGV25, a series of SGV I, LLCPooled Investment Fund$2.2M
Aug 2023SGV24, a series of SGV I, LLCPooled Investment Fund$3.4M
Jul 2023Business Draft, Inc.Other Technology-
Jun 2023SGV23, a series of SGV I, LLCPooled Investment Fund$1.1M
May 2023SGV22, a series of SGV I, LLCPooled Investment Fund$2.7M
Apr 2023Aquatine V (Delaware) LLCPooled Investment Fund$70M
Jan 2023Helios Capital Fund I, LPCommercial-
Dec 2022Arctaris Impact Fund, LPPooled Investment Fund-
Dec 2022Etc Us 1 2020, LLCPooled Investment Fund$1.6M

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

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