Fundraisers / Broker Dealer Financial Services
FundraiserRegistered broker-dealer
Broker Dealer Financial Services
FINRA 8073 · placing rounds since Mar 2017
1company rounds placed
0in the last two years, last Mar 2017
$819ksold in the rounds they placed
104.7%typical commission; the median firm takes 4.9%
Named on 1 Form D filing as paid to sell the offering: 1 for operating companies. 1 registered agent named.
How big the rounds are
- Under $1M1
- $1M to $5M0
- $5M to $20M0
- $20M to $100M0
- $100M+0
Where the companies are
TX1
Rounds they placed
FiledIssuerIndustrySold
Mar 2017GMI-Long Island HWS, LPAgents: Richard A GagneLodging and Conventions$819k
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
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