Fundraisers / Brock Securities LLC
FundraiserRegistered broker-dealer
Brock Securities LLC
FINRA 122156 · placing rounds since Sept 2021
1company rounds placed
0in the last two years, last Sept 2021
$51Msold in the rounds they placed
1.0%typical commission; the median firm takes 4.9%
Named on 1 Form D filing as paid to sell the offering: 1 for operating companies.
How big the rounds are
- Under $1M0
- $1M to $5M0
- $5M to $20M0
- $20M to $100M1
- $100M+0
Where the companies are
FL1
Rounds they placed
FiledIssuerIndustrySold
Sept 2021USA Rare Earth, LLCOther$51M
Jun 2014Desri Iv, L.L.C.Pooled Investment Fund$88M
Jun 2014Desri V, L.L.C.Pooled Investment Fund$37M
Mar 2012Elk Homes Partners LPResidential$3.8M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
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