Fundraisers / BA Securities, LLC
FundraiserRegistered broker-dealer
BA Securities, LLC
FINRA 153489 · placing rounds since Jun 2016
20company rounds placed
0in the last two years, last Mar 2023
$68Msold in the rounds they placed
6.0%typical commission; the median firm takes 4.9%
Named on 76 Form D filings as paid to sell the offering: 20 for operating companies, 53 for funds, 3 for real estate. 8 registered agents named.
How big the rounds are
- Under $1M9
- $1M to $5M7
- $5M to $20M3
- $20M to $100M1
- $100M+0
Where the companies are
CA6NY2AZ1NC1PA1GA1FL1
Rounds they placed
FiledIssuerIndustrySold
Mar 2023EVelution Energy QOZ Fund, LPOther-
Nov 2020Ardenton Capital Bridging Inc.Investing$2.0M
Nov 2020Ardenton Capital CorpInvesting$200k
Oct 2020Ardenton Capital CorpInvesting$1.2M
Jun 2020Ardenton Capital CorpInvesting$2.3M
Jun 2020Ardenton Capital CorpInvesting$1.0M
May 2020Ardenton Capital CorpInvesting$150k
Mar 2020Ardenton Capital CorpInvesting$150k
Mar 2020Ardenton Capital CorpInvesting$150k
Aug 2019Ardenton Capital CorpInvesting$250k
Jun 2019Ardenton Capital CorpInvesting$250k
Mar 2019City Lift Parking, LLCAgents: Peter FowlerOther$2.4M
Jan 2019Previvo Genetics, Inc.Agents: Objective Capital PartnersOther Health Care-
Apr 2018Gant Medical Inc.Agents: Robert Ashcom, Stephen GeisManufacturing$750k
Apr 2018Redaptive, Inc.Other Energy$20M
Jan 2018Revolution Blockchain, LLCOther Technology$100k
Aug 2017PracticingExcellence.com, Inc.Other Health Care$1.3M
Aug 2017Rfxcel CorpAgents: BA Securities, LLCComputers$27M
Jun 2017Tapinator, Inc.Other Technology$200k
Jun 2016All Traffic Solutions, Inc.Agents: Edward StackOther$8.0M
Sept 2015Polarean, Inc.Other Health Care$1.9M
Aug 2014Medversant Technologies, L.L.C.Other Health Care$6.3M
Mar 2012Geocommand IncAgents: BA Securities, LLCTelecommunications-
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
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