Fundraisers / Alternative Asset Investment Management Securities, LLC

FundraiserRegistered broker-dealer

Alternative Asset Investment Management Securities, LLC

FINRA 135131 · placing rounds since Jan 2016

3company rounds placed
0in the last two years, last Nov 2017
$23Msold in the rounds they placed
6.0%typical commission; the median firm takes 4.9%

Named on 12 Form D filings as paid to sell the offering: 3 for operating companies, 9 for funds. 4 registered agents named.

How big the rounds are

  1. Under $1M2
  2. $1M to $5M1
  3. $5M to $20M0
  4. $20M to $100M1
  5. $100M+0

Where the companies are

PA3TX1
FiledIssuerIndustrySold
Nov 2021Mark Equity Opportunities Fund L.P.Agents: John J. HockPooled Investment Fund$33M
Nov 2017Tsunami Marcellus Partners LPAgents: Victor ParkOil and Gas$22M
Mar 2017Muirfield Value Partners, LP/ Portfolio J1Pooled Investment Fund$66M
Mar 2017Muirfield Value Partners, LP/Portfolio J2Pooled Investment Fund$27M
Dec 2016K5 Equities Real Estate Fund I, L.P.Agents: Adam KessnerPooled Investment Fund$24M
Sept 2016Chaikin Holdings, LLCAgents: Alternative Asset Investment Management Securities LLCOther Technology$385k
Sept 2016Chaikin Holdings, LLCAgents: Alternative Asset Investment Management Securities LLCOther Technology$385k
Sept 2016Muirfield Value Partners, LP/ Portfolio HPooled Investment Fund$49M
Jul 2016Muirfield Value Partners, LP/Portfolio GPooled Investment Fund$53M
Mar 2016ASI Healthcare Capital Partners I, L.P.Pooled Investment Fund-
Feb 2016Muirfield Value Partners, LP/Portfolio FPooled Investment Fund$57M
Jan 2016Higher Moment Capital Opportunities Offshore Fund Ltd.Pooled Investment Fund$8.3M
Nov 2015True Arrow China Investments, Ltd.Pooled Investment Fund$74M
May 2015Diverse Partners Offshore Spc, Ltd - Etf Volatility Segregated PortfolioAgents: ALAN D. GLATT, DAVID W. RHUDY, MELISSA D. GREENBERGPooled Investment Fund$2.5M
May 2015Diverse Partners Etf Volatility, LPAgents: ALAN D. GLATT, DAVID W. RHUDY, MELISSA D. GREENBERGPooled Investment Fund$26M
May 2015Diverse Partners, LPAgents: ALAN D. GLATT, DAVID W. RHUDY, MELISSA D. GREENBERGPooled Investment Fund$2.6M
Mar 2015Muirfield Value Partners, LP/Portfolio EPooled Investment Fund$24M
Dec 2014Chaikin Analytics, LLCAgents: Alternative Asset Investment Management Securities LLCOther Technology$1.0M
Oct 2014Muirfield Value Partners, LP/Portfolio DPooled Investment Fund$92M
Sept 2014Muirfield Value Partners, LP/Portfolio CPooled Investment Fund$63M
May 2014Midway Market Neutral Institutional Fund LLCPooled Investment Fund$50M

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

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