Finalis

Finalis is a technology-driven broker-dealer and dealmaking platform that simplifies private capital markets for investment bankers, placement agents, and dealmakers.

Founded in 2017 and launched in 2020, the company is headquartered in San Francisco, California, with a significant presence in New York, NY. Finalis aims to streamline deal execution, compliance, and collaboration in the private capital markets. The platform operates as a SaaS application, providing tools for regulatory compliance, broker-dealer management, and deal lifecycle automation. Its core offerings include modules for executing deals, connecting bankers for collaboration, and secure payment processing. Finalis also offers a compliance back-office solution, a deal management system, and legal templates to help clients enhance their revenue opportunities. The company serves a diverse clientele in the capital markets and financial services sector, including independent investment bankers, M&A advisors, fund managers, and securities brokerages.