Fundraisers / The Oak Ridge Financial Services Group, Inc.
FundraiserRegistered broker-dealer
The Oak Ridge Financial Services Group, Inc.
FINRA 42941 · placing rounds since Jun 2016
7company rounds placed
2in the last two years, last Mar 2025
$47Msold in the rounds they placed
6.7%typical commission; the median firm takes 4.9%
Named on 10 Form D filings as paid to sell the offering: 7 for operating companies, 1 for funds, 2 for real estate. 2 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
123Q2124Q1124Q4125Q1
What they place
- Biotechnology29%
- Other29%
- Manufacturing14%
- Other Technology14%
- Restaurants14%
How big the rounds are
- Under $1M1
- $1M to $5M3
- $5M to $20M2
- $20M to $100M1
- $100M+0
Where the companies are
MN4CA1NC1NV1
Rounds they placed
FiledIssuerIndustrySold
Mar 2025Vail Scientific, Inc.Biotechnology$7.0M
Dec 2024Fresh Vine Wine, Inc.Manufacturing$5.0M
Jan 2024Biolargo, Inc.Other$815k
Apr 2023Acres TechnologyAgents: The Oak Ridge Financial Services Group, Inc.Other Technology$30M
Oct 2018Lubezone Inc.Other$1.0M
May 2018Chanticleer Holdings, Inc.Restaurants$1.4M
Oct 2016Spineology IncAgents: Thomas P. NiemiecBiotechnology$2.6M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
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