Fundraisers / T.R. Winston & Company, LLC

FundraiserRegistered broker-dealer

T.R. Winston & Company, LLC

FINRA 10571 · placing rounds since Jul 2016

16company rounds placed

0in the last two years, last Jun 2020

$109Msold in the rounds they placed

7.5%typical commission; the median firm takes 4.9%

Named on 16 Form D filings as paid to sell the offering: 16 for operating companies. 1 registered agent named.

How big the rounds are

Under $1M1
$1M to $5M6
$5M to $20M12
$20M to $100M3
$100M+0

Where the companies are

CA10NC5NY5CO4TX2OR1UT1

Rounds they placed

Company rounds Everything, funds and real estate too

FiledIssuerIndustrySold

Jun 2020Angion Biomedica Corp.Biotechnology$6.7M

Feb 2020Synthesis Energy Systems IncAgents: Karen KangOther Energy$2.5M

Jan 2020Angion Biomedica Corp.Biotechnology$1.0M

Jan 2020Angion Biomedica Corp.Biotechnology$6.1M

Nov 2018Emmaus Life Sciences, Inc.Pharmaceuticals$12M

Oct 2018Tivorsan Pharmaceuticals, Inc.Pharmaceuticals$4.5M

Oct 2018Tivorsan Pharmaceuticals, Inc.Pharmaceuticals$2.9M

Jul 2018Angion Biomedica Corp.Biotechnology$5.4M

Jul 2018Angion Biomedica Corp.Biotechnology$15M

Jul 2017InterMetro Communications, Inc.Other Technology$6.8M

May 2017Chanticleer Holdings, Inc.Restaurants$6.0M

Mar 2017Lilis Energy, Inc.Oil and Gas$20M

Dec 2016CSES Group, Inc.Other Energy$1.6M

Sept 2016SOCIAL REALITY, Inc.Other Technology-

Sept 2016Level Beauty Group, Inc.Other-

Jul 2016Lilis Energy, Inc.Oil and Gas$18M

Dec 2015Prosetta Biosciences Inc.Biotechnology$31M

Dec 2015Level Beauty Group, Inc.Other-

Jun 2015Level Beauty Group, Inc.Other-

Mar 2015Siskey Capital, LLCAgents: T.R. Winston and CompanyPooled Investment Fund-

Feb 2015Angion Biomedica Corp.Biotechnology$4.4M

Feb 2015Kure Corp.Retailing-

Nov 2014SOCIAL REALITY, Inc.Other Technology$20M

Oct 2014SOCIAL REALITY, Inc.Other Technology-

Aug 2014Tolero Pharmaceuticals, Inc.Agents: T.R. Winston & Company, LLCPharmaceuticals$14M

Jun 2014Lilis Energy, Inc.Oil and Gas$7.5M

Feb 2014Lilis Energy, Inc.Oil and Gas$9.0M

Jan 2014Lilis Energy, Inc.Oil and Gas$7.5M

Jan 2014SOCIAL REALITY, Inc.Other Technology$470k

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

Gp Nurmenkari Inc.4 rounds together Chardan Capital Markets LLC1 round together H.C. Wainwright & Co., LLC1 round together Johnson Rice & Company L.L.C.1 round together Noble Capital Markets, Inc.1 round together

Founders who worked with them

No one has said so yet.

Worked with them? Say so

A badge for their site

It shows their latest standing in the quarterly rankings and links back here.

<a href="https://millionrounds.com/providers/t-r-winston-and-company-llc"><img src="https://millionrounds.com/badge/t-r-winston-and-company-llc.svg" alt="T.R. Winston & Company, LLC on Millionrounds" height="56"></a>

Is this T.R. Winston & Company, LLC?

Claim the page to describe your work in your own words. Free.

Claim this page All fundraisers