Fundraisers / Stern Brothers & Co.
FundraiserRegistered broker-dealer
Stern Brothers & Co.
FINRA 16325 · placing rounds since Dec 2021
3company rounds placed
3in the last two years, last Dec 2025
$96Msold in the rounds they placed
0.5%typical commission; the median firm takes 4.9%
Named on 4 Form D filings as paid to sell the offering: 3 for operating companies, 1 for funds. 2 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
325Q4
What they place
- Other Energy100%
How big the rounds are
- Under $1M0
- $1M to $5M0
- $5M to $20M1
- $20M to $100M2
- $100M+0
Where the companies are
FL3
Rounds they placed
FiledIssuerIndustrySold
Dec 2025Cig Cs3, LLCAgents: Terrence M. FinnOther Energy$31M
Dec 2025Cig Cs2, LLCAgents: Terrence M. FinnOther Energy$20M
Dec 2025Cig Ds2, LLCAgents: Terrence M. FinnOther Energy$46M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
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