Fundraisers / Spartan Capital Securities LLC
FundraiserRegistered broker-dealer
Spartan Capital Securities LLC
FINRA 146251 · placing rounds since Aug 2017
30company rounds placed
3in the last two years, last Nov 2025
$104Msold in the rounds they placed
10.0%typical commission; the median firm takes 4.9%
Named on 47 Form D filings as paid to sell the offering: 30 for operating companies, 17 for funds.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
323Q3323Q4224Q1224Q2224Q4125Q4
What they place
- Other31%
- Biotechnology31%
- Other Technology20%
- Pharmaceuticals9%
- Environmental Services3%
- Retailing3%
- Telecommunications3%
How big the rounds are
- Under $1M9
- $1M to $5M16
- $5M to $20M2
- $20M to $100M1
- $100M+0
Where the companies are
CA7NY6TX5FL4RI2IL2UT1NJ1
Rounds they placed
FiledIssuerIndustrySold
Nov 2025Focus Universal Inc.Other Technology$3.0M
Dec 20241847 Holdings LLCOther$11M
Oct 2024Alpha Cognition Inc.Biotechnology$4.5M
Apr 2024ExoDexa Holdings Inc.Other$240k
Apr 2024ImmunoGenesis, Inc.Biotechnology$44M
Jan 2024Alpha Cognition Inc.Biotechnology$2.8M
Jan 2024Alpha Cognition Inc.Biotechnology$1.8M
Dec 2023Adven Inc.Other Technology$1.7M
Nov 2023Alpha Cognition Inc.Biotechnology$1.0M
Oct 2023Alpha Cognition Inc.Biotechnology$344k
Sept 2023Alpha Cognition Inc.Biotechnology$1.3M
Aug 2023ExoDexa Holdings Inc.Other$400k
Aug 20231847 Holdings LLCOther$2.5M
Mar 2023Alpha Cognition Inc.Biotechnology$1.3M
Mar 2023Bion Environmental Technologies IncEnvironmental Services$320k
Jan 2023Giga Tronics IncOther$3.3M
Jul 2022Six Diamond Resorts InternationalOther$175k
Apr 2022Adtech Pharma, Inc.Pharmaceuticals$1.1M
Feb 2022Tpt Global Tech, Inc.Telecommunications-
Nov 2021Adtech Pharma, Inc.Pharmaceuticals$1.9M
Jan 2021Transphorm, Inc.Other Technology$15M
Dec 2020AYRO, Inc.Other-
Nov 2020Lipella Pharmaceuticals IncPharmaceuticals$405k
Mar 2020Hancock Jaffe Laboratories, Inc.Biotechnology$650k
Mar 2020Six Diamond Resorts InternationalOther-
Feb 2020Bright Mountain Media, Inc.Other Technology$1.9M
Feb 2020Bright Mountain Media, Inc.Other Technology$1.5M
Jan 2019Bright Mountain Media, Inc.Other Technology$1.2M
Jan 2018Bright Mountain Media, Inc.Other Technology$250k
Aug 2017Alzamend Neuro, Inc.Biotechnology-
Nov 2015Sports Field Holdings, Inc.Agents: Spartan Capital Securities, LLCOther-
Jun 2015Pur Hydroponic Solutions, Inc.Agents: Spartan Capital Securities, LLCRetailing-
Jun 2015MamaMancini's Holdings, Inc.Other$1.0M
May 2015Sports Field Holdings, Inc.Agents: Spartan Capital Securities, LLCOther$450k
Jun 2014Ineedmd,Inc.Agents: Spartan Capital Securities, LLCBiotechnology-
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
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