Fundraisers / Saxony Securities, Inc.

FundraiserRegistered broker-dealer

Saxony Securities, Inc.

FINRA CRD 115547 · placing rounds since Mar 2014

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From the filings

Saxony Securities, Inc. is a FINRA-registered broker-dealer (CRD 115547), placing rounds since Mar 2014.

It was named on 54 Form D filings as paid to sell the offering: 1 for operating companies, 14 for funds, 39 for real estate.

In the last two years it placed 1 company round, most recently in Jun 2026.

Its typical cash commission is 20.7%, against a 5.0% median across firms.

Company rounds1placed, all time
Last two years1latest Jun 2026
Sold$8.1Min the rounds they placed
Typical fee20.7%median firm 5.0%

Activity

Quarter by quarter

Company rounds they placed in each quarter, from the filings.

126Q2

What they place

Company rounds by industry

1 rounds with an industry on the filing.

  1. Oil and gas100%
How big the rounds are
  1. Under $1M0
  2. $1M to $5M0
  3. $5M to $20M1
  4. $20M to $100M0
  5. $100M+0
Where the companies are
TX1
What the fee comes to$414k

on a $2.0M round, at their typical 20.7%. The median firm would take $100k.

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The work

Rounds they placed

Company roundsEverything, funds too

FiledIssuerIndustrySold
Jun 2026Wolf Fork Minerals, LLCOil and gas$8.1M
Jan 2026PG Omaha Landmark DSTReal estate$6.6M
Dec 2024Mill Flats Opportunity Fund LLCWith Christopher Jason CowanReal estate$6.0M
Dec 2024Vega Solar Investments LLCWith Christopher Jason CowanReal estate$7.8M
Aug 2024Knoxville Student Housing DSTReal estate$16M
Oct 2023Cameron Net Lease Fund III, LLCWith Supriya Sudhir PaiCommercial$5.2M
Aug 2023Aei Net Lease Portfolio 22 DstCommercial$1.5M
Jun 2023CRP Affordable Housing Fund (Feeder) LLCReal estate$500k
Jan 2023Fox Den Investments, LLCWith Sudhir PaiFunds$6.7M
Jan 2023NexPoint Hughes DSTReal estate$74M
Dec 2021Jones Crossing Partners, LLCWith Michael RoseReal estate$5.7M
Dec 2021Florida Multifamily Portfolio III DSTReal estate$11M
Nov 2021Arbor Creek Partners, LLCWith Michael RoseReal estate$5.1M
Sept 2021Turkey Bluff Partners, LLCWith Michael RoseReal estate$7.0M
Jun 2021Fuel RIA Allocator LLCWith Rose Capital AdvisorsFunds$9.8M
Mar 2021CRP West 135th Street LLCReal estate$6.6M
Dec 2020CRP Affordable Housing & Community Development Fund LLCReal estate$6.4M
Oct 2020Southeast Multifamily Portfolio DSTReal estate$8.7M
Jan 2020Zero Coupon Chicagoland Office DSTReal estate$55M
Jan 2020Breakwater Investments, LLCFunds$13M
Dec 2019Liberty Grove Partners, LLCFunds$7.6M
May 2018CRP 515 WEST 111th LLCReal estate$5.3M
May 2018NRMA Offshore Fund, Ltd.Funds$300k
Apr 2018CRP Sunrise Highway LLCReal estate-
Apr 2018CRP Nomad LLCReal estate$400k
Jul 2017Castellan Real Estate Income Fund II LPFunds$45M
Jul 2017CRP East 28th Street LLCReal estate$425k
Jul 2017CRP West 111th Street LLCReal estate$861k
Jul 2017CRP Chambers Street LLCReal estate$1.8M
Nov 2016CRP Rivington Street LLCWith Saxony Securities Inc.Real estate$7.2M
Jul 2016Fireman Brewery Holdings II LPWith Michael RoseFunds$11M
Jun 2016CRP Saint Marks Place LLCResidential-
May 2016CRP Wetherole LLCResidential$1.8M
Mar 2016Castellan Real Estate Income Fund LPFunds$20M
Nov 2015CC Bleecker LLCResidential-
Nov 2015CC Driggs LLCResidential$1.4M
May 2015CC Lafayette LLCResidential-
May 2015CC 86th Street LLCResidential$1.2M
May 2015CRP Leonard Street LLCResidential$2.2M
May 2015CRP North 6th LLCResidential$5.3M

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

Syndicates

Often on the same rounds

Other fundraisers named on the same filings: the firms they sell rounds alongside.

From founders

Founders who worked with them

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Q&A

What has Saxony Securities, Inc. placed?

1 company rounds on the SEC's Form D filings name them as paid to sell the offering. The latest are listed above, with the amount sold.

Is the commission all they charge?

No. The filing reports the cash commission. Warrants, retainers and expenses come on top and are not in the figure.

How do I check a broker-dealer?

On FINRA BrokerCheck, by the firm's CRD number. It shows registration, the people registered with the firm, and any disclosures.

Are you Saxony Securities, Inc.?

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