Fundraisers / Saxony Securities, Inc.

FundraiserRegistered broker-dealer

Saxony Securities, Inc.

FINRA CRD 115547 · placing rounds since Mar 2014

Check on BrokerCheck ↗
From the filings

Saxony Securities, Inc. is a FINRA-registered broker-dealer (CRD 115547), placing rounds since Mar 2014.

It was named on 54 Form D filings as paid to sell the offering: 1 for operating companies, 14 for funds, 39 for real estate.

In the last two years it placed 1 company round, most recently in Jun 2026.

Its typical cash commission is 20.7%, against a 5.0% median across firms.

Company rounds1placed, all time
Last two years1latest Jun 2026
Sold$8.1Min the rounds they placed
Typical fee20.7%median firm 5.0%

Activity

Quarter by quarter

Company rounds they placed in each quarter, from the filings.

126Q2

What they place

Company rounds by industry

1 rounds with an industry on the filing.

  1. Oil and gas100%
How big the rounds are
  1. Under $1M0
  2. $1M to $5M0
  3. $5M to $20M1
  4. $20M to $100M0
  5. $100M+0
Where the companies are
TX1
What the fee comes to$414k

on a $2.0M round, at their typical 20.7%. The median firm would take $100k.

Try your own amount →

The work

Rounds they placed

Company roundsEverything, funds too

FiledIssuerIndustrySold
Jun 2026Wolf Fork Minerals, LLCOil and gas$8.1M

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 1 shown.

Syndicates

Often on the same rounds

Other fundraisers named on the same filings: the firms they sell rounds alongside.

From founders

Founders who worked with them

No notes yet
No one has said so yet.

Raised with Saxony Securities, Inc.? A line about the work helps the next founder choose. Marked verified when your company is one of the rounds they placed.

Worked with them? Say so

Is this Saxony Securities, Inc.?

Claim the page to describe your work in your own words. Free.

Q&A

What has Saxony Securities, Inc. placed?

1 company rounds on the SEC's Form D filings name them as paid to sell the offering. The latest are listed above, with the amount sold.

Is the commission all they charge?

No. The filing reports the cash commission. Warrants, retainers and expenses come on top and are not in the figure.

How do I check a broker-dealer?

On FINRA BrokerCheck, by the firm's CRD number. It shows registration, the people registered with the firm, and any disclosures.

Are you Saxony Securities, Inc.?

Claim the page to describe your work in your own words. Free.