Fundraisers / R. F. Lafferty & Co., Inc.
FundraiserRegistered broker-dealer
R. F. Lafferty & Co., Inc.
FINRA 2498 · placing rounds since Mar 2016
10company rounds placed
4in the last two years, last Dec 2025
$298Msold in the rounds they placed
2.0%typical commission; the median firm takes 4.9%
Named on 17 Form D filings as paid to sell the offering: 10 for operating companies, 7 for funds. 4 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
123Q4224Q2124Q4125Q1125Q3125Q4
What they place
- Other40%
- Other Technology20%
- Business Services10%
- Investing10%
- Pharmaceuticals10%
- Retailing10%
How big the rounds are
- Under $1M4
- $1M to $5M3
- $5M to $20M2
- $20M to $100M0
- $100M+1
Where the companies are
NY1PA1VA1
Rounds they placed
FiledIssuerIndustrySold
Dec 2025OPX2025 Kraken, a Series of Opulentia Ventures X LLCAgents: R. F. Lafferty & Co., Inc.Investing$2.6M
Sept 2025Eightco Holdings Inc.Other Technology$270M
Mar 2025Incannex Healthcare Inc.Pharmaceuticals$12M
Dec 2024Top KingWin LtdBusiness Services$2.5M
Jun 2024Lytus Technologies Holdings PTV. Ltd.Other Technology$6.8M
May 2024Rise Gold Corp.Other$798k
Nov 2023Rise Gold Corp.Other$446k
Nov 2021Quaterra Resources IncOther$657k
Sept 2021Quaterra Resources IncOther$1.5M
Sept 2020Can B CorpRetailing$225k
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
Founders who worked with them
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