Fundraisers / Nobles & Richards, Inc.
FundraiserRegistered broker-dealer
Nobles & Richards, Inc.
FINRA 146870 · placing rounds since Jun 2016
13company rounds placed
2in the last two years, last Jul 2025
$1.2Msold in the rounds they placed
558.5%typical commission; the median firm takes 4.9%
Named on 25 Form D filings as paid to sell the offering: 13 for operating companies, 12 for real estate. 2 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
125Q2125Q3
What they place
- Other Health Care33%
- Oil and Gas20%
- Other Banking and Financial Services13%
- Retailing13%
- Other7%
- Hospitals and Physicians7%
- Biotechnology7%
How big the rounds are
- Under $1M4
- $1M to $5M0
- $5M to $20M0
- $20M to $100M0
- $100M+0
Where the companies are
TX13AZ1CA1
Rounds they placed
FiledIssuerIndustrySold
Jul 2025Yrefy SLP4, LLCOther Banking and Financial Services-
May 2025Trethera CorpAgents: Michael HughesBiotechnology$250k
Sept 2020Fit Factory 2020 LLCAgents: Nobles and Richards, Inc.Other$50k
Jun 2019DMI Bridge, LLCOther Banking and Financial Services-
May 2019TMC Medical Centers Fund II, LLCHospitals and Physicians-
Mar 2019Larimer County Energy Fund LPAgents: n/aOil and Gas$940k
Oct 2018Fit Factory FII BD, LLCRetailing-
Oct 2018Fit Factory FII BD, LLCRetailing-
Nov 2017Tmc Medical Centers Fund I, LLCOther Health Care-
Nov 2017Tmc Medical Centers Fund I, LLCOther Health Care-
Oct 2017Thp Medical Centers Fund I, LLCOther Health Care-
Oct 2017Thp Medical Centers Fund I, LLCOther Health Care-
Aug 2017Thp Medical Centers Fund I, LLCOther Health Care-
Jan 2014Buell Prospect Partnership, LPOil and Gas$350k
Feb 2012Mount Vernon Prospect Partnership, LPAgents: Nobles & Richards, INCOil and Gas-
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
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