Fundraisers / H & L Equities, LLC
FundraiserRegistered broker-dealer
H & L Equities, LLC
FINRA 113794 · placing rounds since Jan 2016
16company rounds placed
9in the last two years, last Dec 2025
$11Msold in the rounds they placed
5.0%typical commission; the median firm takes 4.9%
Named on 2,846 Form D filings as paid to sell the offering: 16 for operating companies, 82 for funds, 2748 for real estate. 23 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
123Q2124Q2224Q4325Q1225Q3225Q4
What they place
- Other78%
- Investing11%
- Manufacturing6%
- Other Banking and Financial Services6%
How big the rounds are
- Under $1M14
- $1M to $5M1
- $5M to $20M0
- $20M to $100M0
- $100M+0
Where the companies are
NY8GA3FL2MA2CA1NJ1
Rounds they placed
FiledIssuerIndustrySold
Dec 2025PGIM Private Credit FundAgents: Charles B. Harrison, Lori Mayfield, Patrick J. WhelchelOther$220k
Nov 2025Apollo Asset Backed Credit Co LLCAgents: Charles B. Harrison, Lori Mayfield, Patrick J. WhelchelOther$440k
Sept 2025PIMCO Asset-Based Lending Co LLCAgents: Charles B. Harrison, Lori Mayfield, Patrick J. WhelchelOther-
Aug 2025ISQ Open Infrastructure Co LLCAgents: Charles B. Harrison, Lori Mayfield, Patrick J. WhelchelOther-
Feb 2025Apollo Infrastructure Co LLCAgents: Charles B. Harrison, Lori Mayfield, Patrick J. WhelchelOther$428k
Feb 2025Apollo Infrastructure Co LLCAgents: Charles B. Harrison, Lori Mayfield, Patrick J. WhelchelOther$12k
Feb 2025Apollo Asset Backed Credit Co LLCAgents: Charles B. Harrison, Patrick J. Whelchel, Scott HarrisonOther$1.5M
Nov 2024Apollo Asset Backed Credit Co LLCAgents: Charles B. Harrison, Patrick J. Whelchel, Scott HarrisonOther$39k
Oct 2024Sutherland Timber RT, LLCAgents: Charles B. HarrisonManufacturing$125k
Apr 2024HPS Subsidiary I, LLCAgents: Charles B. Harrison, Lori Mayfield, Patrick J. WhelchelOther Banking and Financial Services-
Apr 2023Goldman Sachs Private Credit Corp.Investing$515k
Dec 2022Verdant Timber, LLCOther$125k
Feb 2022Sage Timber, LLCOther$125k
Feb 2022Griffin Fund IVAgents: Charles B. Harrison, Charles Mathes, Lori MayfieldOther$125k
Feb 2018T-C M-T Reit LLCAgents: Charles B. Harrison, H & L Equities, LLC, Lori MayfieldOther$125k
Aug 2017North American Agriculture Investments TrustInvesting$125k
Jan 2016FC Domino Acquisition, LLCAgents: H&L EquitiesOther$125k
Feb 2015FC Ranger, LLCAgents: H&L Equities, LLCOther$125k
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
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