Fundraisers / E.F. Hutton & Co.

FundraiserRegistered broker-dealer

E.F. Hutton & Co.

FINRA CRD 000322687 · placing rounds since Apr 2024

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From the filings

E.F. Hutton & Co. is a FINRA-registered broker-dealer (CRD 000322687), placing rounds since Apr 2024.

It was named on 6 Form D filings as paid to sell the offering: 6 for operating companies.

In the last two years it placed 3 company rounds, most recently in May 2026.

Its typical cash commission is 7.0%, against a 5.0% median across firms.

Most of its rounds were $1M to $5M, and most of the companies were in TX.

Company rounds6placed, all time
Last two years3latest May 2026
Sold$24Min the rounds they placed
Typical fee7.0%median firm 5.0%

Activity

Quarter by quarter

Company rounds they placed in each quarter, from the filings.

224Q2124Q4125Q1126Q1226Q2126Q3

What they place

Company rounds by industry

41 rounds with an industry on the filing.

  1. Biotechnology39%
  2. Other27%
  3. Technology12%
  4. Energy7%
  5. Health care7%
  6. Financial services5%
  7. Telecommunications2%
How big the rounds are
  1. Under $1M1
  2. $1M to $5M24
  3. $5M to $20M8
  4. $20M to $100M7
  5. $100M+1
Where the companies are
TX13FL5MA3MN3CA3AZ3NM2UT1
What the fee comes to$140k

on a $2.0M round, at their typical 7.0%. The median firm would take $100k.

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The work

Rounds they placed

Company roundsEverything, funds too

FiledIssuerIndustrySold
Sept 2026D. Boral Master SPV LLC, Series XIII NscaleFunds$2.5M
Sept 2026D. Boral Master SPV LLC, Series XII AtomsFunds$2.4M
Jul 2026D. Boral Capital Holdings, LLCFunds$850k
Jul 2026Global Interactive Technologies, Inc.Technology$2.0M
Jun 2026D. Boral Master SPV LLC, Series X PrometheusFunds$4.9M
May 2026Shuttle Pharmaceuticals Holdings, Inc.Technology$10.0M
May 2026iSpecimen Inc.Other$2.5M
Apr 2026D. Boral Master SPV LLC, Series VIII OpenAI IIFunds$2.4M
Jan 2026D. Boral Master SPV LLC, Series II AndurilFunds$8.8M
Jan 2026D. Boral Master Spv LLC, Series Vi Gecko RoboticsFunds$1.9M
Jan 2026iSpecimen Inc.Other$5.5M
Dec 2025D. Boral Master SPV LLC, Series V PerplexityFunds$5.5M
Oct 2025InvestX Series (SPX-U6), a Series of InvestX Master LLCWith Benjamin ReedFunds$1.3M
Sept 2025D. Boral Master SPV LLC, Series IV xAIFunds$2.1M
Aug 2025D. Boral Master SPV LLC, Series III OpenAIFunds$1.4M
Jun 2025D. Boral Master SPV LLC, Series I SpaceXFunds$4.8M
Mar 2025NRX Pharmaceuticals, Inc.Biotechnology$3.5M
Oct 2024Favo Capital, Inc.Financial services-
Apr 2024Caring Brands, Inc.Health care$1.8M
Apr 2024OneMedNet CorpTechnology$4.5M
Sept 2023SMX (Security Matters) Public Ltd CoOther$4.3M
Jun 2023Bright Green CorpOther$3.5M
Apr 2023NovaDerm Aid Fund IV, L.L.C.With Benchmark Investments, LLCBiotechnology$2.0M
Apr 2023NovaDerm Aid Fund VI L.L.C.With Benchmark Investments, LLCBiotechnology$2.0M
Apr 2023NovaDerm Aid Fund I, L.L.C.With Benchmark Investments, LLCBiotechnology$2.0M
Apr 2023NovaDerm Aid Fund II, L.L.C.With Benchmark Investments, LLCBiotechnology$2.0M
Apr 2023NovaDerm Aid Fund III, L.L.C.With Benchmark Investments, LLCBiotechnology$2.0M
Apr 2023NovaDerm Aid Fund XII L.L.C.With Benchmark Investments, LLCBiotechnology$2.9M
Apr 2023NovaDerm Aid Fund XI L.L.C.With Benchmark Investments, LLCBiotechnology$2.0M
Apr 2023NovaDerm Aid Fund V, L.L.C.With Benchmark Investments, LLCBiotechnology$2.0M
Apr 2023NovaDerm Aid Fund X L.L.C.With Benchmark Investments, LLCBiotechnology$2.0M
Apr 2023NovaDerm Aid Fund IX L.L.C.With Benchmark Investments, LLCBiotechnology$2.0M
Apr 2023NovaDerm Aid Fund VIII L.L.C.With Benchmark Investments, LLCBiotechnology$2.0M
Apr 2023NovaDerm Aid Fund VII L.L.C.With Benchmark Investments, LLCBiotechnology$2.0M
Apr 2023Tower 56 Direct, LLCCommercial$22M
Mar 2023Unicycive Therapeutics, Inc.Biotechnology$30M
Mar 2023Gaucho Group Holdings, Inc.Real estate$5.6M
Nov 2022Gaucho Group Holdings, Inc.Real estate$44M
Nov 2022Guardforce AI Co., Ltd.Other$1.7M
Oct 2022Mfv I, LLCWith Daniel King, Debinder Deshmukh, John Jason FerneauFunds$1.8M

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

Syndicates

Often on the same rounds

Other fundraisers named on the same filings: the firms they sell rounds alongside.

From founders

Founders who worked with them

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Q&A

What has E.F. Hutton & Co. placed?

6 company rounds on the SEC's Form D filings name them as paid to sell the offering. The latest are listed above, with the amount sold.

Is the commission all they charge?

No. The filing reports the cash commission. Warrants, retainers and expenses come on top and are not in the figure.

How do I check a broker-dealer?

On FINRA BrokerCheck, by the firm's CRD number. It shows registration, the people registered with the firm, and any disclosures.

Are you E.F. Hutton & Co.?

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