Fundraisers / DFPG Investments, LLC
FundraiserRegistered broker-dealer
DFPG Investments, LLC
FINRA 155576 · placing rounds since Jan 2016
10company rounds placed
1in the last two years, last Jun 2025
$127Msold in the rounds they placed
266.1%typical commission; the median firm takes 4.9%
Named on 121 Form D filings as paid to sell the offering: 10 for operating companies, 7 for funds, 104 for real estate. 25 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
123Q2124Q2125Q2
What they place
- Oil and Gas82%
- Investing9%
- Other9%
How big the rounds are
- Under $1M3
- $1M to $5M5
- $5M to $20M0
- $20M to $100M3
- $100M+0
Where the companies are
TX9IL1UT1
Rounds they placed
FiledIssuerIndustrySold
Mar 2026HPI Farmhouse DSTOther Real Estate$9.7M
Jan 2026NexPoint Outlook DSTOther Real Estate$313k
Oct 2025HPI Tremont DSTOther Real Estate$5.8M
Oct 2025Sovereign Fund V, LLCCommercial$5.8M
Oct 2025Sovereign Fund V Blocker, LLCCommercial$5.7M
Jul 2025Griffin Capital (Heritage - Gonzales, LA) DSTAgents: Kevin BendixOther Real Estate$1.3M
Jun 2025HPI Bandera DSTOther Real Estate$15M
Jun 2025Mewbourne Energy Partners 25-A, L.P.Oil and Gas$1.0M
Mar 2025Union Multifamily DSTOther Real Estate$33k
Oct 2024CF Summit Ridge Multifamily DSTResidential$864k
Aug 2024Knoxville Student Housing DSTOther Real Estate$16M
Aug 2024AEI Healthcare Portfolio V DSTCommercial$551k
Jul 2024Griffin Capital (Windsor Hill - North Charleston, SC) DSTAgents: Mike BendixOther Real Estate$2.4M
Jun 2024Mewbourne Energy Partners 24-A, L.P.Oil and Gas$36M
May 2024Griffin Capital (Nashville) Fund, L.P.Agents: Benjamin NewhouseOther Real Estate$430k
Apr 2024Epoch Student Housing DSTOther Real Estate$9.0M
Nov 2023CX Mode at Hyattsville, DSTOther Real Estate$17M
Jun 2023Mewbourne Energy Partners 23-A, L.P.Oil and Gas$25M
Apr 2023Tower 56 Direct, LLCCommercial$22M
Feb 2023CX Mode at Hyattsville, DSTOther Real Estate$516k
Jan 2023NexPoint Aviation DSTOther Real Estate$67M
Jan 2023NexPoint Buffalo DSTOther Real Estate$52M
Sept 2022Passco Riverhouse DSTResidential-
Aug 2022Passco Velo DSTResidential-
Jul 2022RK Riverstone DSTCommercial-
Jul 2022Passco Cadence DSTResidential-
Jul 2022CX Lively Indigo Run, DSTOther Real Estate$1.3M
Jul 2022RK Dawson Park DSTCommercial-
Jul 2022Passco Sawgrass DSTResidential-
Jun 2022HPI Real Estate Fund X LLCCommercial-
Jun 2022Mewbourne Energy Partners 22-A, L.P.Oil and Gas$49M
May 2022Passco Estelle DSTResidential-
May 2022Zero Coupon MI Office DSTOther Real Estate$8.1M
May 2022Passco Canal DSTResidential-
May 2022BT Bloomington Student Housing DSTAgents: Colin Mansfield, Darren Speight, James RaineResidential$16M
May 2022CX Cypress McKinney Falls, DSTOther Real Estate$14M
May 2022Aei Net Lease Portfolio 19 DstCommercial$1.9M
Apr 2022Rochester MN Senior Living DSTOther Real Estate$17M
Mar 2022RK Grandview at Clear Pond DSTCommercial-
Feb 2022CX Heritage, DSTAgents: Scott SheehanOther Real Estate$6.3M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
Independent Financial Group, LLC9 rounds togetherThe Strategic Financial Alliance, Inc.9 rounds togetherARETE Wealth Management LLC9 rounds togetherCalton & Associates, Inc.9 rounds togetherCommonwealth Financial Network9 rounds togetherBerthel, Fisher & Company Financial Services, Inc.8 rounds together
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