Fundraisers / Carofin, LLC
FundraiserRegistered broker-dealer
Carofin, LLC
FINRA 298717 · placing rounds since Sept 2019
33company rounds placed
1in the last two years, last Jan 2025
$66Msold in the rounds they placed
11.4%typical commission; the median firm takes 4.9%
Named on 34 Form D filings as paid to sell the offering: 33 for operating companies, 1 for real estate. 9 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
223Q2123Q3223Q4124Q1324Q3125Q1
What they place
- Other Technology32%
- Manufacturing19%
- Other16%
- Agriculture13%
- Retailing6%
- Other Banking and Financial Services6%
- Other Health Care6%
How big the rounds are
- Under $1M22
- $1M to $5M7
- $5M to $20M3
- $20M to $100M0
- $100M+0
Where the companies are
NC17CA6FL3KY3AK1TX1GA1MO1
Rounds they placed
FiledIssuerIndustrySold
Jan 2025Empower Feeder Holdco, LLCAgents: Kristen A DawsonOther Technology$146k
Jul 2024DNP Leasing Company, LLCAgents: Bruce B SmithBusiness Services$115k
Jul 2024Drop Zone Canopy Company, LLCAgents: Bruce B Smith, Garrick RuizManufacturing$620k
Jul 2024Empower Feeder Holdco, LLCAgents: Bruce B SmithOther Technology$30k
Mar 2024Drop Zone Canopy Company, LLCAgents: Bruce B Smith, Garrick G Ruiz, Joshua R GreeneManufacturing$925k
Oct 2023Thynk Health, LLCAgents: Phillip Nash RobertsOther Technology$70k
Oct 2023Craftom, Inc.Agents: Bruce B Smith, Garrick G Ruiz, Joshua R GreeneOther Technology$647k
Jul 2023KGMade, LLCAgents: Joshua Reid GreeneManufacturing$10M
May 2023Teardown Funding #2,LLCAgents: Bruce B Smith, Garrick G RuizOther Travel$1.6M
Apr 2023Txtsmarter, LLCAgents: Garrick G RuizOther Technology$250k
Feb 2023Berry Capital Management, LLCAgents: Garrick G Ruiz, Joshua R GreeneAgriculture$345k
Jan 2023Berry Capital Management II, LLCAgents: Garrick G RuizAgriculture$1.3M
Sept 2022TxtSmarter, LLCAgents: Phillip Nash RobertsOther Technology$800k
Jul 2022Airstrike Firefighters, LLCAgents: Phillip Nash RobertsOther$750k
Jul 2022Paradigm Parachute & Defense Inc.Manufacturing$5.0M
Jun 2022Teardown Funding #1, LLCAgents: Bruce Buckley Smith, Garrick G Ruiz, Joshua Reid GreeneOther$3.6M
Apr 2022EarLens CorpOther Health Care$6.0M
Apr 2022Paradigm Parachute & Defense Inc.Manufacturing$1.7M
Jan 2022Catalyst Resources LLCAgents: Phillip Nash RobertsCoal Mining$100k
Jan 2022Berry Capital Management, LLCAgents: Bruce B Smith, Garrick G Ruiz, Joshua R GreeneAgriculture$2.1M
Dec 2021Thynk Health, LLCAgents: Garrick Ruiz, Joshua GreeneOther Technology$220k
Oct 2021Lionfish International, LLCAgents: Bruce V RobertsAgriculture$150k
Aug 2021ABP Funding, LLCAgents: Garrick G Ruiz, Phillip Nash RobertOther$1.6M
Jul 2021Azzly, Inc.Agents: Garrick G RuizOther Health Care$260k
Jun 2021Infotouch CorpAgents: Garrick G Ruiz, Phillip Nash RobertsOther Technology$270k
Jun 2021Dash 3 Funding, LLCAgents: Garrick RuizOther Banking and Financial Services$400k
May 2021Azzly Funding, LLCAgents: Joshua GreeneOther Banking and Financial Services$50k
Dec 2020Presidio Health, Inc.Agents: Carolina Financial Securities, LLCOther Technology$100k
Jul 2020Surratt Cosmetics, LLCAgents: Garrick RuizRetailing$550k
Jul 2020Cap-Ex, LLCAgents: Garrick RuizOther$1.0M
Apr 2020W3K Enterprise, LLCAgents: Phillip Nash RobertsOther$750k
Feb 2020Integra Foods, LLCAgents: Bruce B. Smith, Garrick G. RuizManufacturing$100k
Sept 2019Presidio Health, Inc.Agents: Carolina Financial Securities, LLCOther Technology-
Sept 2019Mosaic Distributors, LLCAgents: Bruce V RobertsRetailing-
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
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