United States · 
What does Principal Financial Group invest in?
Principal Financial Group invests most often at Growth and Series E (100% of the rounds on record).
Principal Financial Group highlights
- 01
2 rounds on record
- 02
Mostly Growth and Series E: 100% of its rounds
- 03
1 exits from the portfolio
What they do
- Type
- Growth equity (from a list, unverified)
- Cheque size
- Not stated
- Based in
- DES MOINES, United States
- Cold pitches
- Not stated
The record
Every round we can evidence, newest first2 appearances
- 2005
1 round
- Apr
- 2004
1 round
- Apr
An announcement gives the size of the round, not the size of this investor's cheque: the only rounds that imply a cheque are those where they were the sole named investor.
The team
Named by the firm itself, on a filing, its Form ADV or its company registration13 named
ACAmy Christine FriedrichDirectoriForm ADV
CKCarla Kay BeitzelVice President of DistributioniForm ADV
CTChad Thomas ClaireChief Information OfficeriForm ADV
CACody Anthony LawlerHead of Supervision, Head of OperationsiForm ADV
CACraig Alan SpadaforaSenior Vice President / Head of Advisory and PlatformiForm ADV
DSDaniel Simon VanwinklePsi AML OfficeriForm ADV
DMDawn Marie RobertsChief Financial OfficeriForm ADV
DDDeanna Dawnette Strable-SoethoutDirectoriForm ADV
DJDouglas John RantsChief Information Security OfficeriForm ADV
KAKenneth Allen MccullumDirectoriForm ADV
MFMichael Francis MurrayPresident/Chief Executive Officer/ChairiForm ADV
NPNathan Paul SchelhaasDirectoriForm ADV
TJThomas John DroganChief Compliance OfficeriForm ADV
We also hold 15 people at this firm from the lists this database was built from: a weaker source than the filings, since a list does not say when a title ended. Login to see them.
What the register says
From the firm's own filings with the SEC, which it must file accurately by law
$18Bassets it manages, 2 advisers combinedOct 2026
Registeredinvestment adviserfull reporting to the SEC
- Legal name
- Principal Securities, Inc.
- SEC number
- CRD 297324
Exits from the portfolio
Companies it backed that were later bought or listed1 in all
Palisade SystemsBought by Absolute SoftwareUndisclosedJun 2013
An exit counts when it came after the firm's first round in the company. From historical deal records.