United States · Investor

Falcon Investment Advisors

Filed with the SEC to raise a fund in Nov 2025, closing $346M. Last cheque observed Sep 2015.

QuietNew fund $346M, Nov 2025Private credit

DebtConsultingHealth CareInvestment Management

Cheques on record
0%of best year0cheques in 12 months, 5 on record
Since the last cheque4053days00hrs00min00sec
Median round$40MRounds led0 of 5Sole investor2 roundsExits1 from the portfolio
Pitch Falcon Investment Advisors

Falcon Investment Advisors highlights

  1. 01

    5 rounds on record

  2. 02

    Mostly Debt and Growth: 80% of its rounds

  3. 03

    Sole investor in 2 rounds, median $28M

  4. 04

    1 exits from the portfolio

What they do

Falcon is a highly experienced fund manager providing junior credit to middle market businesses driving growth in the North American economy.From their own website
Type
Private credit
Cheque size
Not stated
Stages
Debt
Sectors
ConsultingHealth CareInvestment Management
Based in
Boston, United States
Cold pitches
Not stated

The record

Every round we can evidence, newest first5 appearances

  1. 2015

    2 rounds

  2. Sept
    Everyone CountsDebt · US$16MSole investor
  3. Sept
    Village Roadshow Entertainment GroupGrowth · US$480MWith 2 others
  4. 2013

    1 round

  5. Feb
    ecoATMDebt · US · techcrunch.com$40MSole investor
  6. 2006

    1 round

  7. Oct
    Digital DomainVenture$31MWith 1 other
  8. 2003

    1 round

  9. Jul
    BroadlaneDebt$50MWith 3 others

An announcement gives the size of the round, not the size of this investor's cheque: the only rounds that imply a cheque are those where they were the sole named investor.

The team

Named by the firm itself, on a filing, its Form ADV or its company registration8 named

APAnju Pothunnah MathooraClass B Manager of the GPiFiling they signed
CAChristophe Antoine Pierre PreneyClass B Manager of the GPiFiling they signed
JDJason Daniel AshChief Financial Officer and Chief Compliance OfficeriForm ADV
JSJohn S. SchnabelOfficer of the GP LLCiFiling they signed
MEMatthew E ProutClass A Manager of the GPiFiling they signed
SDSandeep Driner AlvaOfficer of the GP LLCiFiling they signed
SGSven GrasshoffOfficer of the GP LLCiFiling they signed
SKSven-Ulrich Kurt GrasshoffVice PresidentiForm ADV

We also hold 58 people at this firm from the lists this database was built from: a weaker source than the filings, since a list does not say when a title ended. Login to see them.

What the register says

From the firm's own filings with the SEC, which it must file accurately by law

$3.3Bassets it managesOct 2026
Registeredinvestment adviserfull reporting to the SEC
Legal name
Falcon Investment Advisors, LLC
SEC number
CRD 161548

Funds on its Form ADV

8 private funds, $4.6B in gross assets · filed Jul 2024

  1. Falcon Private Credit Opportunities VI, L.P.Private equity60 investors$1.8B
  2. Falcon Strategic Partners V, L.P.Private equity68 investors$973M
  3. Falcon Strategic Partners IV, L.P.Private equity65 investors$668M
  4. Falcon Structured Equity Partners, L.P.Private equity35 investors$315M
  5. ONEX Falcon Private Credit Opportunities VII (Luxembourg), SCSPPrivate equity7 investors$294M
  6. ONEX Direct Lending Cayman Fund, LLCPrivate equity512 investors$225M
  7. ONEX Falcon Private Credit Opportunities VII, L.P.Private equity5 investors$164M
  8. Falcon Strategic Partners III, L.P.Private equity30 investors$143M

What they claim to have backed

From their own portfolio page (on their website)

0 of 6 we have independently watched raise

OnlinedoctorPrivate EquitySleepdoctorSleepfoundationTestingTuck

Weaker than a round we watched, stronger than a list somebody sold us. A firm is far less willing to put a company on its own site that it never funded.

Exits from the portfolio

Companies it backed that were later bought or listed1 in all

ecoATMBought by Outerwall$350MJul 2013

An exit counts when it came after the firm's first round in the company. From historical deal records.

Quick answers about Falcon Investment Advisors

What does Falcon Investment Advisors invest in?

Falcon Investment Advisors invests most often at Debt and Growth (80% of the rounds on record), in sectors such as Consulting, Health Care and Investment Management.

How active is Falcon Investment Advisors?

5 investments on record, 0 of them in the last 12 months. The most recent was in Sept 2015.

How big are Falcon Investment Advisors's cheques?

The median round it joins is $40M.

Does Falcon Investment Advisors lead rounds?

Rarely, if at all: none of its 5 investments on record names it as the lead.

Is Falcon Investment Advisors investing now?

No investments in the last 12 months; the latest was in Sept 2015.

What kind of investor is Falcon Investment Advisors?

Falcon Investment Advisors is a private credit firm based in Boston, United States.

How much does Falcon Investment Advisors manage?

About $3.3B, as regulatory assets under management (Oct 2026).

Has Falcon Investment Advisors raised a new fund?

Its latest fund filing with the SEC was in Nov 2025, reporting $346M raised.

Raising now?

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Built from the rounds we watched, its filings and its own website, refreshed every night. How we count · Report a correction · Is this your firm? Claim it