ComplySci

ComplySci, now part of the COMPLYTM portfolio, is a New York-based regulatory technology company founded in 2003.

It specializes in automated compliance management software tailored for institutional investors and financial services firms. The company launched its first product, the Personal Trading Control CenterTM, in 2007, which was designed to oversee personal trading activities. ComplySci offers a comprehensive web-based compliance monitoring platform that helps firms manage risk and conflicts of interest. Key features include monitoring employee personal trading, managing codes of ethics, tracking outside business affiliations, and overseeing political contributions. The platform integrates with broker data for real-time trade monitoring and provides tools for risk analytics and reporting. With a global customer base of over 7,000, ComplySci serves a range of clients, including hedge funds, investment management firms, broker-dealers, banks, and insurance companies.